Invesco Powershares Capital Management LLC (Downers Grove)


Invesco Powershares Capital Management LLC is a large advisory firm based in Downers Grove. It manages $86.87 billion of regulatory assets for 205 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Illinois.

Invesco Powershares Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and sponsor to the qqq trust series 1 and the bldrs index funds trust. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Invesco Powershares Capital Management: assets under management

The assets under management (AUM) of Invesco Powershares Capital Management LLC is $86.87 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 885% since the beginning of its operation, and $6.8 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $86.87 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $423.75 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Invesco Powershares Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Harold B Bond serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Harold B Bond is investment companies with 194 clients and $82.23 billion of assets under management. Among the 10 most similar advisory firms, Invesco Powershares Capital Management has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $86.87 billion for 205 clients. 26% of the firm’s clients are foreign persons or businesses.

Invesco Powershares Capital Management doesn't advise any private funds.

Careers at Invesco Powershares Capital Management LLC

The company employs 97 people that are either part- or full-time employees. 15 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Harold B Bond has been acting as President since 1 Nov 2009. Melanie L Hulett joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Wilder Southard Managing director 1 Feb 2003 Other 2298350
Kevin Richard Gustafson General counsel 1 Sep 2004 Other 5029392
Bruce T Duncan Chief financial officer 1 Mar 2006 Other 5225210
Inc Invesco Aim Management Group Direct owner 1 Sep 2006 75% - 100% 76-0528004
Harold B Bond President managing director 1 Nov 2007 Other 4636646
Deanna Broggi Marotz Cco 1 Mar 2008 Other 1740945
Andrew Ryan Schlossberg Managing director-us strategy and marketing 1 Nov 2009 Other 2782834
David Colvin Warren Managing director - chief administrative officer-north american retail 1 Nov 2009 Other 4664351
John Mark Zerr Managing director 1 Nov 2009 Other 2792416
Harold B Bond Chairman 1 Nov 2009 Other 4636646
Benjamin Thomas Fulton Managing director-global etf business 1 Nov 2009 Other 1520661
Invesco North American Holdings Inc. Direct owner 1 Dec 2009 75% - 100% 51-0264787
Todd Lawrence Spillane Trusts' cco 1 Mar 2010 Other 1884586
Anna Paglia Head of legal 1 Apr 2011 Other 5916309
Roderick George Howard Ellis Chief financial officer 1 Jul 2011 Other 4354580
Daniel Eugene Draper Managing director-invesco powershares gbl etfs 1 Sep 2013 Other 4008578
Brian Christopher Hartigan Head of investments 1 May 2015 Other 4227272
Christopher Chuck Joe Chief compliance officer 1 Sep 2015 Other 2373056
Daniel Eugene Draper Chief executive officer- invesco powershares capital management 1 Mar 2016 Other 4008578
Annette Janecka Lege Chief financial officer 1 Mar 2017 Other 2244646
Adam Henkel Chief compliance officer 1 Mar 2017 Other 6287640
Melanie L Hulett Chief compliance officer 1 Nov 2017 Other 2988973
Melanie Hulett Zimdars Chief compliance officer 1 Nov 2017 Other 2988973

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Ivz Direct owner 1 Feb 1997 Other 58-2287224
Invesco Ltd Direct owner 1 Feb 1997 Other foreign
Inc. Invesco Holding Company (Us) Sole shareholder 1 Feb 1997 75% - 100% 58-2287224
Invesco Ltd Sole shareholder 1 Jan 2002 75% - 100% bermuda
Invesco Holding Company Limited Sole shareholder 1 Jan 2002 75% - 100% united kingdom
Inc. Invesco Management Group Sole shareholder 1 Dec 2009 75% - 100% 76-0528004
Inc. Invesco Group Services Sole shareholder 1 Jun 2010 75% - 100% 58-1995394
Ivz Uk Limited Sole shareholder 1 Sep 2010 75% - 100% united kingdom

Based in Downers Grove

The principal office where Invesco Powershares Capital Management LLC performs its advisory services is located at 3500 Lacey Road, Downers Grove, IL 60515, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-983-0903 or by fax 630-933-9699. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at invescopowershares.net.