ALPhadyne Asset Management LP (New York)

Name: ALPhadyne Asset Management LP
Address: 17 State Street, 30 Th Floor, New York, NY, 10004
Telephone: 212-806-3700

ALPhadyne Asset Management LP is a large advisory firm based in New York. It manages $87.68 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2017.

ALPhadyne Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhadyne Asset Management: assets under management

The assets under management (AUM) of ALPhadyne Asset Management LP is $87.68 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 4% since the beginning of its operation, and $87.68 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $87.68 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $21.92 billion each.

ALPhadyne Asset Management has custody of $74.48 billion in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPhadyne Asset Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients ALPhadyne Asset Management serves?

The only and largest group of clients of ALPhadyne Asset Management is pooled investment vehicles with 4 clients and $87.68 billion of assets under management. Among the 9 most similar advisory firms, ALPhadyne Asset Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $87.68 billion for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

ALPhadyne Asset Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at ALPhadyne Asset Management LP

The company employs 86 people that are either part- or full-time employees. 22 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philippe Kim Khuong Huu	Board member	1 Mar 2005	Other	4392684
Philippe Khuong Huu Llc	Limited partner	1 Mar 2005	75% - 100%	to6uf1420j
Bart Joseph Broadman	Board member	1 Sep 2005	Other	2000801
Christian Daher	Limited partner	1 Feb 2012	Other	2780248
Alphadyne (Uk) Holdings Limited	Managing member (uk relying adviser)	1 May 2012	75% - 100%	98-1034247
Guillaume Jacques Gerard Nicolle	Managing partner (relying adviser)	1 May 2012	Other	4407679
William Andrew Hines	General counsel	1 Jun 2012	Other	6087997
Joseph Donald Regan	Global chief executive officer and board member	1 Sep 2013	Other	4074464
Alan Lewis Weiss	Chief compliance officer	1 Jul 2014	Other	6375397
Mark Kessler	Chief operating officer	1 Aug 2015	Other	2140825
Alphadyne Asset Management Lp	Owner (jp relying adviser)	1 Feb 2016	75% - 100%	154176
Alphadyne Gp Holdings Llc	General partner	1 Jan 2017	Other	81-5112725
Helen H Kim	Chief financial officer	1 Jul 2017	Other	3086916

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Valerie Broadman	Trustee (relying adviser)	1 Oct 2001	Other	6101259
Bart Joseph Broadman	Trustee (relying adviser)	1 Oct 2001	Other	2000801
Bv Mirai	Managing member (relying adviser)	1 Sep 2005	75% - 100%	xxx-xx-xxxx
Jck Mirai Llc	Limited partner (relying adviser)	1 Sep 2005	25% - 50%	t05uf2708c
Philippe Kim Khuong Huu	Managing member	1 Nov 2005	75% - 100%	4392684
Alphadyne Asset Management Lp	Sole shareholder (uk relying adviser)	1 Jan 2012	75% - 100%	98-1034247

Based in New York

The principal office where ALPhadyne Asset Management LP performs its advisory services is located at 17 State Street, 30 Th Floor, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-806-3700 or by fax 212-806-3701. The normal business hours are 8:00am est - 6:00pm est on Monday - Friday. You can find more information about the New York firm at adyne.com.