Johnston Asset Management Corp (Stamford)

Name: Johnston Asset Management Corp
Address: One Landmark Square, Stamford, CT, 06901
Telephone: 203-324-4722

Johnston Asset Management Corp is a large advisory firm based in Stamford. It manages $3.96 billion of regulatory assets for 349 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Delaware, and 9 other states.

Johnston Asset Management Corp provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Johnston Asset Management Corp: assets under management

The assets under management (AUM) of Johnston Asset Management Corp is $3.96 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1024% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.96 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.34 million each.

Johnston Asset Management Corp has custody of $423.59 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Johnston Asset Management Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Johnston Asset Management Corp

Jeffrey Stuart Meyer has been acting as President since 1 Jan 2013. Johnston Asset S Holding Inc. joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Johnston	President	1 Feb 1985	75% - 100%	260659
Cassandra Hardman	Managing director	1 Dec 1997	Other	2278445
William H Fissell	Managing director	1 Jun 2000	Other	830795
Joan Marie Giannotti	Cco & vp	1 Mar 2004	Other	219770
Peter Cummiskey	Managing director	1 Mar 2004	Other	2842922
Cassandra A Hardman	Senior v.p., managing director	1 Dec 2006	25% - 50%	2278445
Joan M Giannotti	V.p. & chief compliance officer	1 Dec 2006	Other	219770
Henry Woo	Managing director	1 Oct 2007	Other	2942521
Peter Cummiskey	Managing director/vice president	1 Jan 2008	Other	2842922
Julie Ann O'connor	Vice president	1 Jan 2008	Other	5572960
Peter J Cummiskey	V.p., managing director	1 Dec 2008	Other	2842922
Julie Ann O'connor	V.p. & chief operating officer	1 Dec 2008	Other	5572960
Henry Woo	Managing director	1 Dec 2010	Other	2942521
Nimy Kayala	Senior admin. & trader	1 Dec 2010	Other	5910585
Nimy Kayala	Senior admin. & trader	1 Jan 2011	Other	5910585
James Gerard Pontone	Managing director	1 Feb 2011	Other	1259450
Richard Johnston	Chief executive officer	1 Jan 2013	25% - 50%	260659
Jeffrey Stuart Meyer	President	1 Jan 2013	Other	1259541
Kathleen Elizabeth Keating	Chief compliance officer	1 Sep 2013	Other	4586262
Johnston Asset Management Holdings Llc	Member	1 Mar 2016	75% - 100%	35-2555181

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Johnston Asset S Holding Inc.	Member	1 Mar 2016	75% - 100%	81-1083818
Cassandra A Hardman	Shareholder	1 Mar 2016	75% - 100%	2278445

Based in Stamford

The principal office where Johnston Asset Management Corp performs its advisory services is located at One Landmark Square, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-324-4722 or by fax 203-324-4822. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at johnstonasset.com.