Emstone Advisers, LLC (Radnor)

Name: Emstone Advisers, LLC
Address: 201 King Of Prussia Road, Radnor, PA, 19087
Telephone: 484-254-5401

Emstone Advisers, LLC is a large advisory firm based in Radnor. It manages $102.92 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Ohio and Pennsylvania.

Emstone Advisers provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Emstone Advisers: assets under management

The assets under management (AUM) of Emstone Advisers, LLC is $102.92 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.7 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 51% of the total AUM. The second-largest asset type is government bonds, which make up 45% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Emstone Advisers, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Emstone Advisers serves?

The only and largest group of clients of Emstone Advisers is pooled investment vehicles with 1 clients and $17.89 million of assets under management. Among the 7 most similar advisory firms, Emstone Advisers has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $17.89 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Emstone Advisers doesn't advise any private funds.

Careers at Emstone Advisers, LLC

The company employs 15 people that are either part- or full-time employees. 53 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Emerald Advisers Inc	Parent company	1 Dec 2005	75% - 100%	107496
James Andrew Meehan	Chief compliance officer	1 Dec 2005	Other	2221482
Llc Emerald Advisers	Parent company	1 Dec 2005	25% - 50%	107496
Scott Lambert Rehr	Cao, board of managers	1 Sep 2015	Other	1539373
Steven Leroy Sanders	Ceo, board of managers	1 Sep 2015	50% - 75%	1238874
Wayne O Leevy	Coo, board of managers	1 Sep 2015	Other	4068567
Richard Juliano	Cfo, board of managers	1 Sep 2015	Other	6309978
Llc Beltraith Capital	Parent company	1 Sep 2015	50% - 75%	26-4818657
Bennett Perry Lomax	Board of managers	1 Sep 2015	Other	5669387

Indirect Owners

The SEC currently registers 18 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Emerald Asset Management	Shareholder	1 Sep 2012	25% - 50%	23-2650313
Emerald Asset Management Employee Stock Ownership Trust	Shareholder	1 Sep 2012	25% - 50%	35-2456016
Llc Emerald Asset Management Pa	Shareholder	1 Sep 2012	75% - 100%	83-1180034
Joseph Edward Besecker	Trustee	1 Sep 2012	Other	1142348
Daniel Webster Moyer	Trustee	1 Sep 2012	Other	1018789
Paul Willard Ware	Trustee	1 Sep 2012	Other	6318229
Steven Leroy Sanders	Elected manager	1 Jul 2015	50% - 75%	1238874
Bennett Perry Lomax	Elected manager	1 Jul 2015	Other	5669387
Charles Albert Brizius	Member/manager	1 Jun 2016	Other	2168268
Michael Arthur Ross Wilson	Manager	1 Jul 2016	Other	7038287
Christopher Maguire	Manager	1 Jul 2016	Other	7038284
John Thomas Hailer	Member/manager	1 Jan 2018	50% - 75%	1635883
Inc. Emerald Asset Management	Shareholder	1 Jul 2018	25% - 50%	23-2650313
Llc 1251 Asset Management Platform	Member	1 Oct 2018	50% - 75%	83-2291747
Llc 1251 Asset Management Payco	Member	1 Oct 2018	75% - 100%	83-2272637
Llc 1251 Financing Company	Member	1 Oct 2018	75% - 100%	83-2253458
Inc. 1251 Capital Group	Managing member	1 Oct 2018	75% - 100%	47-0998238
Llc 1251 Capital Group Holdings	Shareholder	1 Oct 2018	Other	81-2833224

Based in Radnor

The principal office where Emstone Advisers, LLC performs its advisory services is located at 201 King Of Prussia Road, Radnor, PA 19087, which is also the mailing address of the firm. An additional office of the firm is in Leola, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-254-5401 or by fax 610-260-6241. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at emstoneadvisers.com.