Bny Mellon Investment Management Hong Kong Limited (Hong Kong)

Name: Bny Mellon Investment Management Hong Kong Limited
Address: Level 25, Three Pacific Place, Hong Kong
Telephone: +852 3926 0600

Bny Mellon Investment Management Hong Kong Limited is an adviser based in Hong Kong. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California, Connecticut, Massachusetts, New Jersey, and New York.

Bny Mellon Investment Management Hong Kong Limited provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and provide investment research and advice. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as distributor of non-u.s. funds to non-u.s. persons.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bny Mellon Investment Management Hong Kong Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bny Mellon Investment Management Hong Kong Limited

Sammi Hyun Cho has been acting as President since 1 Oct 2012. Lindsay Megan Wright joined the executive team most recently as the Co Head Of Im Apac And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bny Mellon Investment Management (Apac) Holdings Limited	Sole shareholder	1 Dec 2007	75% - 100%	foreign
Bny Mellon Investment Management (Asia Pacific) Holdings Limited	Sole shareholder	1 Dec 2007	75% - 100%	foreign
Alan Jerry Harden	Chief executive officer and director	1 Aug 2011	Other	4508999
Doni Shamsuddin	Chief operations officer and director	1 Jan 2012	Other	6273352
Louis A Boscia	Chief financial officer and director	1 Jan 2012	Other	3228732
Louis Anthony Boscia	Chief financial officer and director	1 Jan 2012	Other	3228732
Jane Elizabeth Caire	Chief administrative officer, head - strategy and corporate development and director	1 Mar 2012	Other	5906894
Duncan Keith Jepson	Chief legal officer	1 Jul 2012	Other	6274404
Duncan K Jepson	Chief legal officer	1 Jul 2012	Other	6274404
Sammi Hyun Cho	Director	1 Oct 2012	Other	6274407
Murray James Collis	Director	1 Jan 2013	Other	6274405
Kathleen Tsang Wing Sze	Chief compliance officer	1 Nov 2013	Other	6274402
Gerardus Henricus Uding	Md, investments and director	1 Jan 2014	Other	6316301
Michael Anthony Germano	Chief financial officer	1 Apr 2014	Other	6368825
Philip Edwin Lung	Division head and director	1 May 2015	Other	6540058
Xuan Zhang	Head of institutional distribution, greater china & southeast asia and director	1 Dec 2015	Other	6607098
Ngar Kay Emily Chan	Head of risk & compliance investment management asia pacific and director	1 Dec 2015	Other	6607099
Doni Shamsuddin	Ceo hong kong, co-head of apac and director	1 Jan 2016	Other	6273352
Jacqueline Pun Lam Ng	Chief legal officer	1 Feb 2016	Other	6631802
Man Fung Luk	Chief compliance officer	1 Jul 2016	Other	6686574
Lindsay Megan Wright	Co-head of im apac and director	1 Sep 2016	Other	6719054

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Bank Of New York Mellon Corporation	Sole shareholder	1 Jul 2007	75% - 100%	13-2614959
Mellon International Holdings S.A.R.L	Sole shareholder	1 Jan 2013	75% - 100%	foreign
Mbc Investments Corporation	Shareholder	1 Jun 2013	75% - 100%	51-0301132
Bny Mellon Investment Management Apac Lp	Sole shareholder	1 Sep 2013	75% - 100%	foreign
Bny Mellon Investment Management Apac Lp	Sole shareholder	1 Dec 2014	75% - 100%	foreign

Based in Hong Kong

The principal office where Bny Mellon Investment Management Hong Kong Limited performs its advisory services is located at Level 25, Three Pacific Place, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +852 3926 0600 or by fax +852 2526 0100. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at bnymellon.com.