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Sequence Capital LLC (New York)


Sequence Capital LLC is a large advisory firm based in New York. It manages $108 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Sequence Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sequence Capital: assets under management

The assets under management (AUM) of Sequence Capital LLC is $108 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $108 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sequence Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Sequence Capital LLC performs its advisory services is located at 320 Park Ave, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-390-3462 or by fax 212-390-3464. The normal business hours are 8-5 on Monday - Friday.


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