Aviva Capital Management, Inc. (Des Moines)

Name: Aviva Capital Management, Inc.
Address: 699 Walnut Street, Des Moines, IA, 50309
Telephone: 515-362-3600

Aviva Capital Management, Inc. is a large advisory firm based in Des Moines. It manages $32.35 billion of regulatory assets for 193 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Illinois, Iowa, and New York.

Aviva Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aviva Capital Management: assets under management

The assets under management (AUM) of Aviva Capital Management, Inc. is $32.35 billion. The firm's AUM has grown by 51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.41 billion in discretionary accounts and $1.95 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $181 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $77.85 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aviva Capital Management, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Aviva Capital Management, Inc.

Mark Volney Heitz has been acting as President since 1 Jun 1998. Matthew Gerald Haney joined the executive team most recently as the Chief Legal Officer And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Volney Heitz	Director	1 Jun 1998	Other	4370907
Thomas Charles Godlasky	Director and chairman of the board	1 Jun 1998	Other	2739637
Gary Ross Mcphail	Director	1 Jun 1998	Other	2149497
Kevin John Wagoner	Vice president-finance and controller	1 Jun 1998	Other	4371262
Timothy Scott Reimer	Senior vice president-investment strategy and treasurer	1 Jun 1998	Other	1886048
Amerus Group Co.	Owner	1 Jun 1998	75% - 100%	42-1458424
Aviva Usa Corporation	Owner	1 Jun 1998	75% - 100%	42-1458424
Darla Maree Brendemuehl	Vice president - investment accounting	1 Jun 1998	Other	5513019
Gregory D. Boal	Director and president	1 Jun 2003	Other	2186985
Brenda Jean Cushing	Senior vice president	1 Feb 2004	Other	4763699
Matthew Gerald Haney	Senior vice president, general counsel & chief compliance officer	1 Oct 2005	Other	4371264
Ross Allen Junge	Senior vice president-senior portfolio manager - investments	1 Oct 2005	Other	4933806
Joyce Barbara Pingel	Vice president-information technology	1 Jan 2006	Other	4648192
David L. Ross	Senior vice president-asset liability and risk management	1 Aug 2007	Other	5513008
Joseph William Wittrock	Senior vice president, head of research	1 Oct 2007	Other	5456314
Matthew Gerald Haney	Chief legal officer and chief compliance officer	1 Oct 2008	Other	4371264

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Aviva International Holdings	Shareholder	1 Nov 2006	75% - 100%	foreign
Aviva Insurance Ltd.	Shareholder	1 Nov 2006	75% - 100%	foreign
Aviva International Insurance Ltd.	Shareholder	1 Nov 2006	75% - 100%	foreign
Ltd. Aviva Group Holdings	Shareholder	1 Nov 2006	75% - 100%	foreign
Aviva Plc	Shareholder	1 Nov 2006	75% - 100%	foreign

Based in Des Moines

The principal office where Aviva Capital Management, Inc. performs its advisory services is located at 699 Walnut Street, Des Moines, IA 50309, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 515-362-3600 or by fax 515-557-2421. The normal business hours are 8:00am -5:00pm on Monday - Friday. You can find more information about the New York firm at www.avivacapitalmanagement.com.