Oncubic, L.L.C. (Austin)

Oncubic, L.L.C. is a large advisory firm based in Austin. It manages $266.69 million of regulatory assets for 1,397 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, New Jersey, New York, and 3 other states.

Oncubic, L.L.C provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Oncubic, L.L.C: assets under management

The assets under management (AUM) of Oncubic, L.L.C. is $266.69 million. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $259.28 million in discretionary accounts and $7.41 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $216.79 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $36.85 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oncubic, L.L.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Oncubic, L.L.C.

Scott Alan Leonard has served as the Chief Investment Officer since 1 Jul 2007. Brooksher Lee Morgan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anthony George Ferreira	Wealth manager	1 Nov 2003	Other	4586955
Christopher Paul Vanslyke	Managing member	1 May 2007	75% - 100%	2870730
Anthony George Ferreira	Chief compliance officer	1 May 2007	Other	4586955
Scott Alan Leonard	Chief investment officer	1 Jul 2007	Other	2218530
Ganesh 2005 Irrevocable Living Trust	Owner	1 May 2009	25% - 50%	20-6636292
Brooksher Lee Morgan	Chief compliance officer	1 Mar 2013	Other	6013756

Based in Austin

The principal office where Oncubic, L.L.C. performs its advisory services is located at 6836 Bee Cave Road, Austin, TX 78746, which is also the mailing address of the firm. An additional office of the firm is in San Diego, CA. It doesn’t run an office outside of the United States.