Tricor Advisory Services, LLC (Las Vegas)

Tricor Advisory Services, LLC is a large advisory firm based in Las Vegas. It manages $137.1 million of regulatory assets for 529 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alaska, Arizona, California, and 19 other states.

Tricor Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and 3rd party manager selection through envestnet. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tricor Advisory Services: assets under management

The assets under management (AUM) of Tricor Advisory Services, LLC is $137.1 million. The firm's AUM has grown by 149% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $29.01 million in discretionary accounts and $108.09 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $256.73 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $259.84 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tricor Advisory Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tricor Advisory Services, LLC

Jason Leonard Garofalo has been acting as President since 1 Sep 2006. Llc Rmc Restaurant Management & Consulting joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Limited Tricor Financial Services	Owner	1 Sep 2006	75% - 100%	88-0485826
Frank Aguilar	Ceo/cco	1 Sep 2006	Other	2296920
Jason Leonard Garofalo	Director/manager	1 Sep 2006	Other	3008935
Elizabeth Delgado Schuetze	Director/manager	1 Sep 2006	Other	4501355
Matthew Gene Passalacqua	Chief operating officer/amlco	1 Sep 2006	Other	2718042
Clay Lynn Archey	Chief compliance officer	1 Nov 2011	Other	3248177

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Jason L. Garofalo	Owner	1 Sep 2006	25% - 50%	88-0511730
Inc. Napaca	Owner	1 Sep 2006	25% - 50%	88-0511972
Patricia Ann Aguilar	Owner	1 Sep 2006	50% - 75%	5211948
Charles Dean Slover	Owner	1 Aug 2009	75% - 100%	2978127
Llc Sawgrass Partners	Owner	1 Jan 2010	25% - 50%	27-0714814
Llc Rmc Restaurant Management & Consulting	Owner	1 Jan 2013	25% - 50%	46-4369611

Based in Las Vegas

The principal office where Tricor Advisory Services, LLC performs its advisory services is located at 10501 W Gowan Road, Las Vegas, NV 89129, which is also the mailing address of the firm. An additional office of the firm is in Meridian, ID. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 702-254-1263 or by fax 702-254-8952. The normal business hours are 6:30 am to 4:00 pm on Monday - Friday.