Suntrust Investment Services, Inc. (Atlanta)

Name: Suntrust Investment Services, Inc.
Address: 303 Peachtree Center Avenue, Atlanta, GA, 30303
Telephone: 404-813-8981

Suntrust Investment Services, Inc. is a large advisory firm based in Atlanta. It manages $10.44 billion of regulatory assets for 26,841 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Suntrust Investment Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and wrap fee product and financial profiling services using desktop software. It prepares financial plans for approximately 5,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Suntrust Investment Services: assets under management

The assets under management (AUM) of Suntrust Investment Services, Inc. is $10.44 billion. The firm's AUM has grown by 608% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.72 billion in discretionary accounts and $5.72 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $285.93 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $553.78 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Suntrust Investment Services, Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Suntrust Investment Services, Inc.

Willem Jau Odo Hattink has been acting as President since 1 Feb 2013. Charles Falconer Iii Mccallum joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eraine Johnson Parker	Vice president/chief compliance officer	1 Aug 1997	Other	2337261
Suntrust Bank Holding Company	Holding company	1 May 2000	75% - 100%	59-1157887
Charles Flem Wright	Director	1 May 2000	Other	2143832
Peter George Bielan	President and ceo	1 Aug 2000	Other	1304331
Stuart Francis Scott	Director	1 Apr 2001	Other	1548329
Mario James Conti	Director	1 Mar 2002	Other	1005859
Frank David Good	Director	1 Dec 2002	Other	1155760
Sharon Doster Jones	Crop	1 Mar 2004	Other	3124470
James Kelly Jr Ardrey	Chief financial officer, treasurer and director	1 Jul 2004	Other	2371042
John Bartholomew Clayton	Srop	1 Oct 2004	Other	2193117
David Cannon Prince	Director and corporate secretary	1 Jan 2005	Other	1636628
Roxanne Felsmaier Morris	Ia chief compliance officer	1 Apr 2005	Other	3167005
Sherry J. Agan	Member of the board	1 Jun 2005	Other	4318452
Sherry Jones Agan	Member of the board	1 Jun 2005	Other	4318452
Robert Shearin Garlow	Director	1 Sep 2005	Other	2293823
John David Ii Wilson	Director	1 Sep 2005	Other	2364304
Robert Daniel Terry	Bd chief compliance officer	1 Sep 2005	Other	1231001
John Taylor Iii Rhett	Chairman	1 Sep 2005	Other	827605
Richard Lee Boyer	Crop	1 Jan 2006	Other	2433069
Albert Charles Kolesar	Chief financial officer	1 May 2006	Other	5038013
Hugh Mcmaster Jr Tarbutton	Director	1 May 2006	Other	1837716
Ashley M. Hodges	Corporate secretary	1 Sep 2006	Other	xxx-xx-xxxx
John Paul Ehrensperger	Bd chief compliance officer	1 Nov 2006	Other	1524602
Judith Cochrane Loomis	Ia chief compliance officer	1 Nov 2006	Other	2707876
Peter George Bielan	Director	1 Dec 2006	Other	1304331
John Taylor Iii Rhett	President, chief executive officer and chairman	1 Dec 2006	Other	827605
Robert Michael Fox	Chief compliance officer	1 Apr 2007	Other	4420688
Christy Ross Lee	Chief financial officer	1 Apr 2007	Other	4926666
Michael Alan Gale	Crop	1 Apr 2007	Other	871952
Debora Morgan Carswell	Director	1 Jul 2007	Other	4351479
Howard Campbell Williams	Director	1 Jul 2007	Other	3027811
William Joseph Mccarthy	Director	1 Jul 2007	Other	4826532
Roger Kent Greenway	Interim chief compliance officer	1 Feb 2008	Other	1606228
Willem Jau Odo Hattink	Director	1 Feb 2008	Other	4820475
Susan J Hechtlinger	Chief compliance officer	1 Jun 2008	Other	2890466
Roy Allen Mattes	Chief operations officer	1 Jun 2008	Other	2015232
Susan J Hechtlinger	Director, chief compliance officer	1 Jan 2010	Other	2890466
Roy Allen Mattes	Director, chief operations officer	1 Jan 2010	Other	2015232
William Scott Dixon	Director, executive vice president	1 Jan 2010	Other	xxx-xx-xxxx
Willem Jau Odo Hattink	Director	1 Feb 2010	Other	4820475
Susan J Hechtlinger	Director, chief compliance officer	1 Jun 2010	Other	2890466
William Scott Dixon	Director, corporate secretary	1 Jul 2010	Other	2404903
Tai Young Kim	Chief financial officer	1 Jan 2012	Other	5836157
Sarah Dodge Rich	Chief financial officer	1 Jun 2012	Other	6037161
Willem Jau Odo Hattink	Director	1 Feb 2013	Other	4820475
Theodore Irving Bowden	Director, chief operating officer	1 Feb 2013	Other	852534
Laura Allison Dukes	Director	1 Feb 2013	Other	4564818
John Harris Milligan	Director, chief operations officer	1 Mar 2014	Other	3206391
Joseph Marberry Thompson	Chairman of the board, president, ceo	1 Aug 2014	Other	1995122
Kenneth Rene Solis	Director	1 Jan 2015	Other	2400304
James Scott Hotham	Director, executive vice president	1 Dec 2015	Other	2084048
Cynthia Griffin Norville	Executive vice president	1 Feb 2016	Other	1079668
Charles Falconer Iii Mccallum	Director	1 Mar 2016	Other	2697260
Brian Sean Dowhower	Director	1 Mar 2016	Other	4202574
Felicia Ann Speetjens	Director	1 Mar 2016	Other	3197366
Thomas Mclemore Carroll	Director	1 Mar 2016	Other	4199835

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Suntrust Banks	Shareholder	1 Jan 2000	75% - 100%	58-1575035

Based in Atlanta

The principal office where Suntrust Investment Services, Inc. performs its advisory services is located at 303 Peachtree Center Avenue, Atlanta, GA 30303 The mailing address of the firm is P. O. Box 4418 Mc 107, Atlanta, GA 30302. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-813-8981 or by fax 404-827-6522. The normal business hours are 8:oo a.m.- 5:00 p.m. (et) on Monday - Friday. You can find more information about the New York firm at suntrust.com/investmentservices.