Northwood Investors LLC (Denver)

Name: Northwood Investors LLC
Address: 1819 Wazee Street, Denver, CO, 80202
Telephone: 303-293-7140

Northwood Investors LLC is a large advisory firm based in Denver. It manages $7.33 billion of regulatory assets for 29 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Colorado, and New York.

Northwood Investors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northwood Investors: assets under management

The assets under management (AUM) of Northwood Investors LLC is $7.33 billion. The firm's AUM has grown by 208% since the beginning of its operation, and $7.33 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.9 billion in discretionary accounts and $429.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $265.39 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $143.05 million.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northwood Investors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Zavertnik Kukral serves?

The only and largest group of clients of John Zavertnik Kukral is pooled investment vehicles with 26 clients and $6.9 billion of assets under management. Among the 7 most similar advisory firms, Northwood Investors has the 3rd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $6.9 billion for 26 clients. None of the firm’s clients are foreign persons or businesses.

Northwood Investors also advises several private funds. Namely, twenty eight real estate funds. The minimum investment commitment required of non-related persons ranges from $500 to $20,000,000.

Careers at Northwood Investors LLC

The company employs 101 people that are either part- or full-time employees. 26 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Zavertnik Kukral has been acting as President since 1 Oct 2006. Jacob Meredith Reingardt joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Zavertnik Kukral	President/chief investment officer	1 Oct 2006	Other	2158611
Jonathan Scott Wang	Managing director	1 Feb 2007	Other	4565302
Erwin K Aulis	Chief operating officer	1 May 2007	25% - 50%	6031129
Ronald L Marmer	Trustee - john z. kukral 1998 long term trust	1 May 2007	Other	6031926
John N Bain	Trustee - john z. kukral 1998 long term trust	1 May 2007	Other	6031929
Brady Arnett Thurman	Managing director	1 Jul 2007	Other	4738398
Michael P Sullivan	Chief financial officer/chief compliance officer	1 Aug 2007	Other	5286099
Riverside Investment Holdings Llc	Member	1 Dec 2007	25% - 50%	20-0415439
Ross Mcelwee Cowan	Managing director	1 May 2008	Other	6031132
John Z. Kukral 1998 Long Term Trust	Member	1 Aug 2009	25% - 50%	13-7140235
Khaled Waleed Kudsi	Managing director	1 Feb 2010	Other	6031130
Michael Martin O'shaughnessy	Managing director	1 Apr 2011	Other	6031131
Vivian Tongalson	Managing director	1 Apr 2011	Other	4721761
Karin Bain Kukral	Trustee - john z. kukral 1998 long term trust	1 Feb 2012	Other	1754728
Jerome Christian Anselme	Managing director	1 Jun 2012	Other	6175062
Khaled Waleed Kudsi	Senior managing director	1 Dec 2013	Other	6031130
Brian Whiting Crittendon	Managing director	1 Dec 2014	Other	4974136
Michael Francis Megan	Managing director	1 Dec 2014	Other	6031183
Shiva Viswanathan	Managing director	1 Jan 2015	Other	4689539
Thomas Edward Mcgrath	Chief compliance officer	1 Apr 2016	Other	6639195
Heather Paduck	Chief financial officer	1 Sep 2016	Other	6714456
Marshall Whitehouse Nevins	Managing director	1 Jan 2017	Other	5753929
Jordan Reid Kornberg	Managing director	1 Jan 2017	Other	5358659
Michael Francis Profenius	Chief operating officer	1 Sep 2017	Other	2398071
Florian Michael Schaefer	Senior managing director	1 Oct 2018	Other	7062557
Jacob Meredith Reingardt	Chief financial officer	1 Jan 2019	Other	7062169
James Wronski Geskey	Managing director	1 Jan 2019	Other	7062538
Daniel Michael Palmieri	Managing director	1 Jan 2019	Other	5283263
Olivier Marguin	Managing director	1 Jan 2019	Other	7062553

Based in Denver

The principal office where Northwood Investors LLC performs its advisory services is located at 1819 Wazee Street, Denver, CO 80202, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-293-7140. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at northwoodinvestors.com.