Avondale Conquest, LLC (Sausalito)

Name: Avondale Conquest, LLC
Address: 501 Humboldt, Sausalito, CA, 94965
Telephone: 415-331-3066

Avondale Conquest, LLC is an adviser based in Sausalito. It manages $33.04 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of California.

Avondale Conquest provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Avondale Conquest: assets under management

The assets under management (AUM) of Avondale Conquest, LLC is $33.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $33.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $33.04 million each.

Avondale Conquest has custody of $33.04 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Avondale Conquest, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Avondale Conquest, LLC

Timothy Michael Kelly has served as the Chief Investment Officer since 1 Sep 2002. Philip Donald Krebs joined the executive team most recently as the Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Michael Kelly	Chief investment officer	1 Sep 2002	50% - 75%	4588857
Robert Patrick Shepherd	Managing member	1 Apr 2005	Other	1221884
Llc Avondale Fund	Direct owner	1 Mar 2006	50% - 75%	20-4498667
Sarah Jane Sherck	Chief compliance officer	1 Mar 2006	Other	2602716
Joel Darren Oertling	Chief financial officer	1 Mar 2006	Other	4363337
Philip Donald Krebs	Managing member	1 Jan 2012	Other	1215465

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Avondale Group	Indirect owner	1 Mar 2006	75% - 100%	62-1854335

Based in Sausalito

The principal office where Avondale Conquest, LLC performs its advisory services is located at 501 Humboldt, Sausalito, CA 94965, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-331-3066 or by fax 415-331-2592. The normal business hours are 6:00 - 4:00 on Monday - Friday. You can find more information about the New York firm at www.conquestcapital.com.