Tcw/Scoggin, LLC (Los Angeles)

Tcw/Scoggin, LLC is an investment adviser to an investment company based in Los Angeles. It manages $59.7 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Tcw/Scoggin provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tcw/Scoggin: assets under management

The assets under management (AUM) of Tcw/Scoggin, LLC is $59.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $59.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.7 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tcw/Scoggin, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tcw/Scoggin, LLC

David Brian Lippman has been acting as President since 1 Feb 2013. Craig Effron has served as the Chief Investment Officer since 1 Feb 2013. Craig Whitney Effron joined the executive team most recently as the Limited Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tcw Asset Management Co	Managing member	1 Jul 2012	50% - 75%	105742
Richard Manuel Villa	Chief financial officer	1 Jul 2012	Other	5586600
Tcw Asset Management Company Llc	Managing member	1 Jul 2012	50% - 75%	105742
Old Bellows Partners L.P.	Limited partner	1 Jan 2013	Other	157569
Lp S&E Partners	Limited partner	1 Jan 2013	Other	13-3744909
Meredith Jackson	General counsel and secretary	1 Feb 2013	Other	6165906
Jess Marshall Ravich	Chief operating officer	1 Feb 2013	Other	1591933
David Brian Lippman	President	1 Feb 2013	Other	1417364
Daniel Steven Taub	Chief compliance officer	1 Feb 2013	Other	4352661
Craig Effron	Chief investment officer	1 Feb 2013	Other	6025446
Curtis Schenker	Chief investment officer	1 Feb 2013	Other	6025450
Abhijit Dev Chodry	Chief investment officer	1 Feb 2013	Other	2374687

Indirect Owners

The SEC currently registers 50 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The Tcw Group	Shareholder	1 May 1970	75% - 100%	95-3703295
Curtis Schenker	Shareholder	1 Aug 1988	50% - 75%	6025450
Curtis Joseph Schenker	Shareholder	1 Aug 1988	50% - 75%	6025450
Inc. Scoggin	General partner	1 Jan 1993	Other	13-3486369
Craig Effron	General partner	1 Jan 1993	25% - 50%	6025446
Curtis Schenker	Limited partner	1 Jan 1993	25% - 50%	6025450
Craig Whitney Effron	Limited partner	1 Jan 1993	25% - 50%	6025446
Craig Effron	Managing member	1 Jul 1998	25% - 50%	6025446
Curtis Schenker	Managing member	1 Jul 1998	25% - 50%	6025450
Craig Effron	Shareholder	1 Aug 1998	50% - 75%	6025446
L.P. Tcg Holdings Cayman Ii	Shareholder	1 Jan 2006	75% - 100%	98-0206218
Abhijit Dev Chodry	Managing member	1 Nov 2006	75% - 100%	2374687
Old Bell Associates	General partner	1 Jan 2007	Other	37-1531845
Scoggin Llc	Limited partner	1 Jan 2007	25% - 50%	13-4019370
Scoggin Management Lp	Limited partner	1 Jan 2007	25% - 50%	13-4019370
L.P. Tc Group V	General partner	1 Feb 2007	Other	26-0204255
L.L.C. Tc Group V	General partner	1 Feb 2007	Other	26-0204126
L.P. Tc Group Cayman Investment Holdings Sub	Sole member	1 Feb 2007	75% - 100%	98-1038901
Ltd Cp V Ilp Gp	General partner	1 May 2007	Other	27-1367188
L.P. Tcg Financial Services	General partner	1 Oct 2007	Other	98-0570624
Ltd. Carlyle Financial Services	General partner	1 Oct 2007	Other	98-0565203
L.P. Tcg Financial Services Investment Holdings	Limited partner	1 Oct 2007	50% - 75%	98-0570648
Ltd. Carlyle Financial Services Holdings	General partner	1 Oct 2007	Other	98-0567837
L.P. Tcg Holdings Cayman Ii	Shareholder	1 Oct 2007	75% - 100%	98-0206218
Cp V Investment Holdings L.P.	Limited partner	1 Jul 2009	25% - 50%	26-0318716
L.P. Carlyle Global Financial Services	Limited partner	1 May 2010	75% - 100%	98-0571344
L.P. Tcg Financial Services	General partner	1 May 2010	Other	98-0570624
Carlyle Group Management L.L.C.	General partner	1 Jul 2011	Other	45-2831199
Ltd Dbd Cayman	General partner	1 Sep 2011	Other	98-0206216
Ltd. Dbd Cayman Holdings	Member	1 Sep 2011	75% - 100%	98-0684875
William Elias Conway	Non-voting member	1 Sep 2011	25% - 50%	1776820
Daniel Anthony D'aniello	Non-voting member	1 Sep 2011	25% - 50%	1723797
David Mark Rubenstein	Non-voting member	1 Sep 2011	25% - 50%	1723794
Ltd. Carlyle Offshore Partners Ii	Voting member	1 Sep 2011	75% - 100%	98-0233709
Ltd. Carlyle Offshore Partners Ii Holdings	Member	1 Sep 2011	75% - 100%	98-0684878
Carlyle Holdings Ii Gp L.L.C.	General partner	1 Nov 2011	Other	80-0783953
L.P. The Carlyle Group	Sole member	1 Nov 2011	75% - 100%	45-2832612
L.P. Tc Group Cayman Investment Holdings	General partner	1 Feb 2012	Other	98-0339178
L.P. Tc Group Cayman Investment Holdings Sub	Shareholder	1 May 2012	75% - 100%	98-1038901
L.P. Carlyle Holdings Ii	General partner	1 May 2012	Other	98-1036577
Clipper Intermediate Corp.	Shareholder	1 Jul 2012	75% - 100%	61-1702013
L.P. Clipper Holding	Shareholder	1 Jul 2012	75% - 100%	46-1745036
L.L.C. Clipper Gp	General partner	1 Jul 2012	Other	46-1741757
L.P. Carlyle Global Financial Services	Sole member	1 Jul 2012	75% - 100%	98-0571344
Clipper Acquisitions Corp.	Shareholder	1 Feb 2013	75% - 100%	46-1746913
L.P. Carlyle Partners V	Limited partner	1 Feb 2013	25% - 50%	26-0204424
L.P. Carlyle Financial Services Harbor	Limited partner	1 Feb 2013	25% - 50%	27-2617916
Craig Whitney Effron	Limited partner	1 Dec 2015	25% - 50%	6025446
Curtis Joseph Schenker	Managing member	1 Dec 2015	50% - 75%	6025450
Scoggin Gp Llc	General partner	1 Dec 2015	Other	81-0840645

Based in Los Angeles

The principal office where Tcw/Scoggin, LLC performs its advisory services is located at 865 South Figueroa Street, Los Angeles, CA 90017 2593, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-244-0000 or by fax 213-244-0645. The normal business hours are 7:30 a.m. to 5 p.m. on Monday - Friday.