Xshares Advisors LLC (New York)

Name: Xshares Advisors LLC
Address: 60 Wall Street, New York, NY, 10005
Telephone: 212.250.2500

Xshares Advisors LLC is a large advisory firm based in New York. It manages $143.5 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Xshares Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Xshares Advisors: assets under management

The assets under management (AUM) of Xshares Advisors LLC is $143.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $143.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.7 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Xshares Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Xshares Advisors LLC

Martin Yves Gerard Kremenstein has served as the Chief Investment Officer since 1 Jun 2010 and Anthony Francis Dudzinski is the Chief Executive Officer of Xshares Advisors LLC family office. Hans Christian Ephraimson Abt joined the executive team most recently as the Manager / Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Db U.S. Financial Markets Holdings	Stockholder	1 Dec 1987	75% - 100%	13-3131103
David Webster Jaffin	Chief financial officer	1 Mar 2006	Other	5020166
Anthony Francis Dudzinski	Chief operating officer	1 Mar 2006	Other	1043511
Xshares Group Llc Fka Ferghana Wellspring Llc	Sole member	1 Mar 2006	75% - 100%	83-0440341
Richard Walter Berenger	Chief compliance officer	1 Jul 2006	Other	1041622
Anthony Francis Dudzinski	Chief executive officer	1 May 2007	Other	1043511
David Webster Jaffin	Chief operating officer	1 Jul 2008	Other	5020166
Joseph Louis Schocken	Chief executive officer	1 Jul 2008	Other	414624
Inc Xshares Group	Sole member	1 Jul 2008	75% - 100%	83-0440341
Jeffrey Lee Feldman	Chief operatoring officer	1 Sep 2009	Other	205903
James Joseph Mccluskey	Senior vp of finance	1 Sep 2009	Other	4534521
David Webster Jaffin	Chief compliance officer	1 Nov 2009	Other	5020166
Hans Christian Ephraimson Abt	Manager / chief executive officer	1 Jun 2010	Other	4962997
Michael Joseph Gilligan	Chief financial officer	1 Jun 2010	Other	2760911
Alexis Nicholas Depetris	Manager/vice president	1 Jun 2010	Other	5586576
Luke Antony Oliver	Vice president	1 Jun 2010	Other	5731881
Adam E Wernow	Chief compliance officer	1 Jun 2010	Other	4150713
Martin Yves Gerard Kremenstein	Manager / chief operating officer/chief investment officer	1 Jun 2010	Other	5237616

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Deutsche Bank Ag	Share holder	1 May 1999	75% - 100%	13-2944988
Taunus Corp	Share holder	1 Sep 2000	75% - 100%	13-4060471
Anthony Francis Dudzinski	President	1 Mar 2007	Other	1043511
Jeffrey Lee Feldman	Chairman	1 Mar 2007	Other	205903
David Webster Jaffin	Chief operating officer	1 Mar 2007	Other	5020166
James Joseph Mccluskey	Chief financial officer	1 Jun 2007	Other	4534521
William Peter Henson	Chief executive officer	1 Oct 2007	Other	2124199
Jeffrey Lee Feldman	Chief executive officer	1 Mar 2009	Other	205903
Joseph Louis Schocken	Chairman	1 Mar 2009	Other	414624

Based in New York

The principal office where Xshares Advisors LLC performs its advisory services is located at 60 Wall Street, New York, NY 10005, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212.250.2500 or by fax 212.797.8725. The normal business hours are 9 to 5 on Monday - Friday. You can find more information about the New York firm at www.xsharesadvisors.com.