Bmo Global Asset Management (Asia) Limited (Hong Kong)

Name: Bmo Global Asset Management (Asia) Limited
Address: 3808 One Exchange Square Central, Hong Kong
Telephone: 852-37160990

Bmo Global Asset Management (Asia) Limited is a large advisory firm based in Hong Kong. It manages $688.39 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2014.

Bmo Global Asset Management (Asia) Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bmo Global Asset Management (Asia) Limited: assets under management

The assets under management (AUM) of Bmo Global Asset Management (Asia) Limited is $688.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -18% since the beginning of its operation, and $605.96 million of the total AUM is attributable to clients outside of the United States.

The firm manages $688.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.95 million each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bmo Global Asset Management (Asia) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Barry Sean Mcinerney serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Barry Sean Mcinerney is pooled investment vehicles with 10 clients and $409.7 million of assets under management. Among the 7 most similar advisory firms, Bmo Global Asset Management (Asia) Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $492.13 million for 11 clients. 93% of the firm’s clients are foreign persons or businesses.

Bmo Global Asset Management (Asia) Limited doesn't advise any private funds.

Careers at Bmo Global Asset Management (Asia) Limited

The company employs 21 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 12 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Barry Sean Mcinerney has been acting as President since 1 Apr 2011. Chung Man Wai joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lgm (Bermuda) Limited	Shareholder	1 Dec 1991	75% - 100%	foreign entity
Robert John Daniel Lloyd George	Investment chairman	1 Dec 1991	Other	4380377
Susanna Shui Shan Ng	Director	1 Jul 2007	Other	4401102
Barry Sean Mcinerney	Director	1 Apr 2011	Other	4379798
Edgar Normund Legzdins	Director	1 Apr 2011	Other	5965022
Albert Chun Ming Yu	Director	1 Apr 2011	Other	5965216
Barry Merritt Cooper	Director	1 Apr 2011	Other	53458
Scott Joseph Matthews	Chief financial officer	1 Apr 2013	Other	5686763
Victor Olubumi Williams	Chief compliance officer	1 Oct 2013	Other	5610789
Scott Joseph Matthews	Director	1 Oct 2013	Other	5686763
Rajiv Rai Silgardo	Director	1 Dec 2013	Other	4369824
Amit Prakash	Director	1 Dec 2013	Other	6293292
Drew Newman	Chief operating officer	1 Jan 2014	Other	5686765
Anthony Nicholas Cousins	Director	1 Jan 2014	Other	4346219
Robert John Daniel Lloyd George	Director	1 Jan 2014	Other	4380377
Christopher Edwin Darling	Director	1 Apr 2014	Other	6345001
Richard Charles Wilson	Director	1 Nov 2014	Other	4338442
Chung Yan Joanna Chan	Chief compliance officer	1 Jan 2015	Other	6445619
Ernest Sui Cheung Chiu	Chief financial officer	1 Mar 2015	Other	6470732
Stephen Yat Fai Ma	Director	1 Aug 2015	Other	6557960
Raveendra Sriskandarajah	Director	1 Dec 2015	Other	6607739
Hay Tung Chiu	Chief compliance officer	1 Oct 2017	Other	6872255
Chung Man Wai	Chief compliance officer	1 Dec 2017	Other	6905147

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of Montreal	Sole shareholder of lgm (bermuda) limited	1 Apr 2011	75% - 100%	13-4941092

Based in Hong Kong

The principal office where Bmo Global Asset Management (Asia) Limited performs its advisory services is located at 3808 One Exchange Square Central, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-37160990 or by fax 852-28453911. The normal business hours are 9:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at lgminvestments.com.