Certior Financial Group, LLC (King Of Prussia)

Name: Certior Financial Group, LLC
Address: 2000 Valley Forge Circle, King Of Prussia, PA, 19406
Telephone: 610-783-7010

Certior Financial Group, LLC is a large advisory firm based in King Of Prussia. It manages $167.54 million of regulatory assets for 929 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Florida, New Jersey, North Carolina, Pennsylvania, and Texas.

Certior Financial Group provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Certior Financial Group: assets under management

The assets under management (AUM) of Certior Financial Group, LLC is $167.54 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $82.91 million in discretionary accounts and $84.63 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $183.02 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $177.79 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 76% of the total AUM. The second-largest asset type is exchange traded securities, which make up 12% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Certior Financial Group, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Certior Financial Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Certior Financial Group is high net worth individuals with 104 clients and $109.49 million of assets under management. Among the 8 most similar advisory firms, Certior Financial Group has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $158.91 million for 329 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Certior Financial Group doesn't advise any private funds.

Careers at Certior Financial Group, LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Based in King Of Prussia

The principal office where Certior Financial Group, LLC performs its advisory services is located at 2000 Valley Forge Circle, King Of Prussia, PA 19406, which is also the mailing address of the firm. An additional office of the firm is in East Norriton, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-783-7010 or by fax 610-783-1763. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at certiorfinancial.com/.