Checchi Capital Fund Advisers, LLC (Beverly Hills)

Checchi Capital Fund Advisers, LLC is a related adviser based in Beverly Hills. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Checchi Capital Fund Advisers provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Checchi Capital Fund Advisers, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Checchi Capital Fund Advisers, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Adam Dean Checchi	Managing member	1 Nov 2012	Other	4697959
Kathryn Dean Checchi	Principal and chief compliance officer	1 Nov 2012	Other	5320767
Llc Loeb Capital West	Owner	1 Nov 2012	25% - 50%	20-8787962
Canal Capital Partners	Owner	1 Nov 2012	Other	20-4383212
Llc Kinara Capital	Owner	1 Nov 2012	Other	20-8788001
Llc Ash Investment Fund	Owner	1 Nov 2012	25% - 50%	30-4842798
Llc Aif Investments	Owner	1 Jan 2013	25% - 50%	46-2080577
Wesley Hamilton Gallup	Chief compliance officer	1 Nov 2015	Other	5037007
Kathryn Checchi Irrevocable Gift Trust No. 1	Owner	1 Sep 2016	Other	81-6797362
Kathryn Checchi Irrevocable Gift Trust No. 2	Owner	1 Sep 2016	Other	81-6799777
Delia Tinaye Mupita	Chief compliance officer	1 Mar 2017	Other	6776332

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Adam Dean Checchi	Single member	1 Feb 2007	75% - 100%	4697959
Trust For The Benefit Of Kristin Page Checchi	Member	1 Feb 2007	25% - 50%	95-6871739
Trust For The Benefit Of Kathryn Anne Checchi	Member	1 Feb 2007	25% - 50%	62-6189201
Alfred Attilio Checchi	Member	1 Feb 2007	Other	5320762
Kathryn Dean Checchi	Member	1 Feb 2007	Other	5320767
Richard Alan Whitman	Trustee	1 Feb 2007	Other	6116463
Timothy Edward Ash	Owner	1 Oct 2012	75% - 100%	1991712
Llc Ash Financial Holdings Group	Owner	1 Nov 2012	75% - 100%	13-4223941
Llc Ash Financial Holdings Group	Owner	1 Jan 2013	75% - 100%	13-4223941
Kathryn Dean Checchi	Trustee	1 Sep 2016	Other	5320767

Based in Beverly Hills

The principal office where Checchi Capital Fund Advisers, LLC performs its advisory services is located at 9720 Wilshire Blvd, Beverly Hills, CA 90212, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.