Sophos Capital Management, L.P. (Menlo Park)

Sophos Capital Management, L.P. is a large advisory firm based in Menlo Park. It manages $1.66 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of California.

Sophos Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sophos Capital Management: assets under management

The assets under management (AUM) of Sophos Capital Management, L.P. is $1.66 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 950% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.66 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $277.44 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sophos Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sophos Capital Management serves?

The only and largest group of clients of Sophos Capital Management is pooled investment vehicles with 6 clients and $1.66 billion of assets under management. Among the 9 most similar advisory firms, Sophos Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.66 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

Sophos Capital Management also advises several private funds. Namely, six hedge funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Sophos Capital Management, L.P.

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James L Carruthers	Limited partner	1 Nov 2013	50% - 75%	2808394
Scott Perry Matagrano	Limited partner	1 Nov 2013	25% - 50%	2889423
Llc Sophos Management	General partner	1 Nov 2013	Other	46-4328479
Robert Todd Moodey	Chief operating officer, chief financial officer & chief compliance officer	1 Feb 2014	Other	4364120

Based in Menlo Park

The principal office where Sophos Capital Management, L.P. performs its advisory services is located at 750 Menlo Avenue, Menlo Park, CA 94025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-285-4253 or by fax 650-322-6715. The normal business hours are 6:30 am - 2:30 pm on Monday - Friday.