Retirement System Investors Inc (White Plains)

Retirement System Investors Inc is a large advisory firm based in White Plains. It manages $417.89 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Maryland, Massachusetts, and 5 other states.

Retirement System Investors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Retirement System Investors: assets under management

The assets under management (AUM) of Retirement System Investors Inc is $417.89 million. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $285.89 million in discretionary accounts and $132 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $142.94 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $66 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Retirement System Investors Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Retirement System Investors Inc

James Patrick Coughlin has been acting as President since 1 Dec 1989. Pentegra Services Inc joined the executive team most recently as the Parent.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Retirement System Group Inc.	Parent	1 Jul 1989	75% - 100%	51-0315545
Stephen Paul Pollak	Director, vice president, secretary & compliance officer	1 Jul 1989	Other	2045964
William Paul Dannecker	Director	1 Jul 1989	Other	2045966
James Patrick Coughlin	President	1 Dec 1989	Other	55215
Deborah Ann Modzelewski	Vice president & investment analyst	1 Dec 1989	Other	2574390
Deborah Ann Dagiau	Vice president & investment analyst	1 Dec 1989	Other	2574390
Veronica Antoinette Fisher	Vice president and treasurer	1 Feb 1994	Other	2635991
Mark Gorodsinsky	Vice president and investment analyst	1 Sep 1996	Other	4364684
Martin Joseph Cunningham	Vice president and investment analyst	1 Aug 2000	Other	2252266
Christopher Paul Tyborowski	President	1 Feb 2003	Other	1729057
Michael Randazzo	Chief investment strategist	1 Aug 2004	Other	2802758
Philip Joseph Adriani	Chief compliace officer	1 Oct 2004	Other	1541593
Pentegra Services Inc	Parent	1 Aug 2008	75% - 100%	13-3745616
Robert C Albanese	President and director	1 Aug 2008	Other	5627985
Robert D Alin	Executive vice president and director	1 Aug 2008	Other	5627987

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Peter Delcol	Shareholder	1 Mar 2004	25% - 50%	2063856
Sunrise Services Corp.	Shareholder	1 Mar 2004	75% - 100%	20-0111364
Sunrise Acquisition Corp.	Shareholder	1 Mar 2004	50% - 75%	20-0877488
Sunrise Services Corp.	Shareholder	1 Mar 2005	75% - 100%	20-0111364
Rsgroup Holdings Inc.	Shareholder	1 Aug 2005	75% - 100%	20-0111364
Pentegra Defined Benefit Plan For Financial Institutions	Shareholder	1 Aug 2008	75% - 100%	13-5645888

Based in White Plains

The principal office where Retirement System Investors Inc performs its advisory services is located at 108 Corporate Park Drive, White Plains, NY 10604, which is also the mailing address of the firm. An additional office of the firm is in Rahway, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-821-9569 or by fax 914-694-9384. The normal business hours are 9 am - 5pm on Monday - Friday.