Regis Metro Associates, Inc. (San Francisco)

Name: Regis Metro Associates, Inc.
Address: 455 Market Street, San Francisco, CA, 94105 2442
Telephone: 415-421-0500

Regis Metro Associates, Inc. is a large advisory firm based in San Francisco. It manages $726.74 million of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Regis Metro Associates provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Regis Metro Associates: assets under management

The assets under management (AUM) of Regis Metro Associates, Inc. is $726.74 million. The firm's AUM has grown by 21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $255.29 million in discretionary accounts and $471.45 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15.02 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $12.74 million.

Regis Metro Associates has custody of $164.32 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Regis Metro Associates, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Regis Metro Associates serves?

The firm provides services to charitable organizations, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Regis Metro Associates is high net worth individuals with 33 clients and $328.27 million of assets under management. Among the 10 most similar advisory firms, Regis Metro Associates has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $726.74 million for 54 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Regis Metro Associates also advises several private funds. Namely, five real estate funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $250,000.

Careers at Regis Metro Associates, Inc.

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Francis Potter	Managing director, president	1 Jun 2007	50% - 75%	6046039
Danielle Evanson Mclaughlin	Managing director, chief financial officer, secretary	1 Jan 2010	50% - 75%	6046061
Dana Abigail Urban	Managing director, vice president	1 Jan 2011	Other	6046065
Rachel Akemi Doygun	Chief compliance officer	1 Jan 2018	Other	5211735

Based in San Francisco

The principal office where Regis Metro Associates, Inc. performs its advisory services is located at 455 Market Street, San Francisco, CA 94105 2442, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-421-0500. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at rmare.com.