Firstpoint Financial, LLC (Leawood)

Name: Firstpoint Financial, LLC
Address: 4200 West 115 Th Street, Leawood, KS, 66211
Telephone: 913-647-9700

Firstpoint Financial, LLC is a related adviser based in Leawood. It manages $60 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Kansas and New York.

Firstpoint Financial provides financial planning services, portfolio management for individuals and small businesses, and publication of newsletters. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Firstpoint Financial: assets under management

The assets under management (AUM) of Firstpoint Financial, LLC is $60 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Firstpoint Financial, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Firstpoint Financial, LLC

Mark Andrew Caplinger has served as the Chief Investment Officer since 1 Sep 2014 and Martin Christopher Bicknell is the Chief Executive Officer of Firstpoint Financial, LLC family office. Llc Montage Investments joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Martin Christopher Bicknell	Chief executive officer	1 Aug 2013	Other	2007121
Cheryl Renee Vohland	Chief compliance officer	1 Aug 2013	Other	4906804
Karen Leigh Sandnes	Operations manager	1 Aug 2013	Other	4883814
Llc Mariner Wealth Advisors	Managing member	1 Aug 2013	75% - 100%	140195
William Berkley Greiner	Chief investment officer	1 Aug 2013	Other	716284
Mark Andrew Caplinger	Chief investment officer	1 Sep 2014	Other	5954000
Anne Jenelle Pleviak	Chief compliance officer	1 Feb 2015	Other	5736231
Anne Jenelle Pleviak Dorian	Chief compliance officer	1 Feb 2015	Other	5736231
Llc Montage Investments	Managing member	1 Feb 2015	75% - 100%	152607
Llc Montage Investments	Manager	1 Mar 2015	Other	152607
Llc A+ Institutional Services	Member	1 Mar 2015	75% - 100%	35-2524082
Martin Christopher Bicknell	Chief executive officer	1 Mar 2015	Other	2007121
Mark Andrew Caplinger	Chief investment officer	1 Mar 2015	Other	5954000

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Martin Christopher Bicknell	Elected manager	1 Jul 2007	Other	2007121
Llc Bicknell Family Holding Co.	Member	1 Apr 2008	75% - 100%	26-0534255
Llc Mariner Holdings	Managing member	1 Sep 2008	75% - 100%	26-2766689
Martin Christopher Bicknell	Trustee	1 Jun 2009	Other	2007121
Llc Bicknell Family Holding Co.	Owner	1 Jun 2009	75% - 100%	26-0534255
Bicknell Family Management Company Trust	Managing member	1 Jun 2009	Other	20-7480290
William Allen Freeman	Trustee	1 Jun 2009	Other	5682255
Llc Mariner Holdings	Managing member	1 Jan 2010	75% - 100%	26-2766689
Steven David Lockshin	Managing member	1 Sep 2014	75% - 100%	1557803
Llc Montage Investments	Managing member	1 Dec 2014	50% - 75%	152607
Llc Openadvisor	Member	1 Dec 2014	25% - 50%	46-4104780
Llc Bicknell Family Holding Co.	Manager	1 Feb 2015	75% - 100%	26-0534255

Based in Leawood

The principal office where Firstpoint Financial, LLC performs its advisory services is located at 4200 West 115 Th Street, Leawood, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-647-9700 or by fax 913-647-9725. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at firstpointfinancial.com.