Turnbridge Capital, LLC (Dallas)


Turnbridge Capital, LLC is a large advisory firm based in Dallas. It manages $766.49 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Texas.

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Turnbridge Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Turnbridge Capital: assets under management

The assets under management (AUM) of Turnbridge Capital, LLC is $766.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 596% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $766.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.1 million each.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Turnbridge Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Turnbridge Capital serves?

The firm provides services to pooled investment vehicles and state or municipal government entities. The largest group of clients of Turnbridge Capital is pooled investment vehicles with 14 clients and $730.34 million of assets under management. Among the 11 most similar advisory firms, Turnbridge Capital has the 4th highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $766.49 million for 15 clients. None of the firm’s clients are foreign persons or businesses.

Turnbridge Capital also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $11,872,383.

Careers at Turnbridge Capital, LLC

The company employs 15 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Jay Kent Sweezey Chief compliance officer, partner 1 Dec 2007 50% - 75% 1036927
David Graham Partner 1 Dec 2007 50% - 75% 6274851
Jay Kent Sweezey Principal of turnbridge capital management, llc 1 Apr 2015 Other 1036927
David Graham Principal of turnbridge capital management, llc 1 Apr 2015 Other 6274851
Robert Bryan Horton Principal of turnbridge capital management, llc 1 Apr 2015 Other 3111217
Todd Marshall Tomlin Principal of turnbridge capital management, llc 1 Apr 2015 Other 2723746
Charles Mitchell Cox Principal of turnbridge capital management, llc 1 Apr 2015 Other 2269465
John U Clarke Principal of turnbridge capital management, llc 1 Apr 2015 Other 2811909

Based in Dallas

The principal office where Turnbridge Capital, LLC performs its advisory services is located at 100 Crescent Court, Dallas, TX 75201, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-624-5010. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at turnbridgecapital.com/.