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Sg Americas Securities, LLC (New York)


Sg Americas Securities, LLC is a large advisory firm based in New York. It manages $487 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

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Sg Americas Securities provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sg Americas Securities: assets under management

The assets under management (AUM) of Sg Americas Securities, LLC is $487 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $487 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $487 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sg Americas Securities, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sg Americas Securities, LLC

Randall Lynn Fairhurst has been acting as President since 1 Aug 2003. Jean Francois Gregoire joined the executive team most recently as the Managing Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Randall Lynn Fairhurst Director 1 Aug 2003 Other 1426280
Federico A. Turegano Director 1 Aug 2003 Other 4385301
Francois Oliver Barthelemy Director 1 Aug 2003 Other 2382743
Steven J Decicco Cfo/finop 1 Aug 2003 Other 3240084
Mark Elliot Kaplan General counsel 1 Aug 2003 Other 2618079
Inc. Sg Americas Securities Holdings Direct owner 1 Aug 2003 75% - 100% 06-1703332
Nimil Rajnikant Parekh Director 1 Aug 2003 Other 1702853
Llc Sg Americas Securities Holdings Direct owner 1 Aug 2003 75% - 100% 06-1703332
Jacques Bouhet Ceo/director 1 Aug 2003 Other 2868531
Nicholas Savario Davide Head of operations 1 Aug 2003 Other 2230837
Mark Thomas Commander Cco 1 Aug 2003 Other 1082296
Joseph Stephen Martorelli Crop 1 Aug 2003 Other 1107271
Arnaud Marc Desombre Senior registered options principal 1 Aug 2003 Other 2375773
Pierre Mariemichelchristian Pottier Senior registered options principal 1 Jul 2004 Other 4763847
Jean Philippe Coulier Chief operating officer 1 Dec 2004 Other 4835383
Mark Thomas Commander Chief compliance officer 1 Feb 2005 Other 1082296
David Norman Mahler Compliance registered options principal 1 Jul 2005 Other 721550
Jean Jacques Pierre Ogier Ceo/director 1 Aug 2005 Other 4925135
John Vincent Jr. Iannone Head of operations 1 Sep 2005 Other 1616912
Mark Thomas Commander Compliance registered options principal 1 Mar 2006 Other 1082296
Walter Joseph Koller Municipal principal 1 Jun 2006 Other 1932260
Oscar Sampang Anota Cfo/finop 1 Sep 2006 Other 2608283
Richard James Gimon Compliance registered options principal 1 Sep 2006 Other 3217139
Pier Paolo Taddonio Director 1 Sep 2006 Other 4806708
Keith Thomas Ignace Chief compliance officer 1 Oct 2006 Other 1085214
Michael Patrick Walsh Head of operations 1 Feb 2007 Other 1060871
Nicholas Savario Davide Msp/managing director 1 Mar 2007 Other 2230837
Steven Etienne Goune Cfo/finop 1 Apr 2007 Other 2302651
Mark Elliot Kaplan Chief administrative officer 1 Jun 2007 Other 2618079
Steven P. Heineman General counsel 1 Jun 2007 Other xxx-xx-xxxx
Steven Etienne Goune Cfo/finop/municipal principal 1 Jun 2007 Other 2302651
Steven P Heineman General counsel/secretary 1 Jun 2007 Other xxx-xx-xxxx
John Conrad Cassol Senior registered options principal 1 Aug 2007 Other 2358042
Mark Elliot Kaplan Chief legal officer, chief admin. officer, ceo, director 1 Nov 2007 Other 2618079
Mark Elliot Kaplan Chief legal officer, chief admin. officer, director 1 Dec 2007 Other 2618079
Diony Lebot Chief executive officer 1 Dec 2007 Other 5445921
Steven Etienne Goune Cfo/finop 1 Mar 2008 Other 2302651
Jean Francois Gregoire Senior registered options principal 1 Mar 2008 Other 5427123
Mark Elliot Kaplan Chief legal officer, chief admin. officer, director 1 Apr 2008 Other 2618079
Diony Lebot Chief executive officer 1 Apr 2008 Other 5445921
William G Schmid Director 1 Apr 2008 Other 4913156
Mark Elliot Kaplan Chief admin. officer, director 1 Sep 2008 Other 2618079
Jean Francois Gregoire Managing director 1 Feb 2009 Other 5427123

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Societe Generale Parent 1 Apr 1999 75% - 100% foreign
Inc. Sg Americas Parent 1 Aug 2003 75% - 100% 51-0391558
Societe Gererale Parent 1 Dec 2008 75% - 100% foreign

Based in New York

The principal office where Sg Americas Securities, LLC performs its advisory services is located at 1221 Avenue Of The Americas, New York, NY 10020 1001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-278-6412 or by fax 212-278-7419. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at www.sgamericas.com.


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