Franck Galland Us Advisors S.A. (Nyon)

Franck Galland Us Advisors S.A. is a large advisory firm based in Nyon. It manages $25 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Florida, and Texas.

Franck Galland Us Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Franck Galland Us Advisors: assets under management

The assets under management (AUM) of Franck Galland Us Advisors S.A. is $25 million. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.8 million in discretionary accounts and $5.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.6 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $742.86 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Franck Galland Us Advisors S.A. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Franck Galland Us Advisors S.A.

Yannick Mentha has been acting as President since 1 Aug 2009. Ross Jonathan Evans has served as the Chief Investment Officer since 1 Aug 2009 and Olivier Calloud is the Chief Executive Officer of Franck Galland Us Advisors S.A. family office. Sebastien Augustin Roy joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Olivier Calloud	Chief executive officer	1 Aug 2009	Other	5730994
Ross Jonathan Evans	Chief investment officer	1 Aug 2009	Other	5730996
Jacques Bourger	Chief compliance officer	1 Aug 2009	Other	5730998
Yannick Mentha	Director	1 Aug 2009	Other	5730999
Patrick Gigon	Director	1 Aug 2009	Other	728995
Johnson Investment Sa	Shareholder	1 Oct 2009	75% - 100%	00-0000000
Olivier Calloud	Director	1 Feb 2010	Other	5730994
Richard Andrew Hansen	Director	1 Mar 2010	Other	4346345
Matthieu Yves Balmer	Chief executive officer	1 Mar 2010	Other	5772812
Michel Barbey	Director	1 Mar 2010	Other	5772813
Laurent Labalette	Chief compliance officer	1 Aug 2011	Other	5990339
Sebastien Augustin Roy	Director	1 Oct 2011	Other	5990332
Pierre Alain Bracher	Director	1 Oct 2011	Other	5990334
Barend Franciscus Josephus Maria Janssens	Director	1 Oct 2011	Other	5990336
Roycan Trust Company Sa	Shareholder	1 Oct 2011	75% - 100%	foreign entity

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Royal Bank Of Canada	Ultimate owner	1 Dec 1972	75% - 100%	foreign entity
Inc Johnson Financial Group	Shareholder	1 Oct 1976	75% - 100%	39-1629756
Rbc Finance Bv	Shareholder	1 Jan 1982	75% - 100%	foreign entity
Royal Bank Of Canada (Suisse) Sa	Shareholder	1 Aug 2000	75% - 100%	foreign entity

Based in Nyon

The principal office where Franck Galland Us Advisors S.A. performs its advisory services is located at Rue De La Combe 21, Nyon, 1260, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +41.22.818.48.40 or by fax +41.22.818.48.41. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday.