337 Frontier Capital, LP (New York)

Name: 337 Frontier Capital, LP
Address: 100 Crosby Street, New York, NY, 10012
Telephone: (646)-813-3351

337 Frontier Capital, LP is a large advisory firm based in New York. It manages $439.27 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of New York.

337 Frontier Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

337 Frontier Capital: assets under management

The assets under management (AUM) of 337 Frontier Capital, LP is $439.27 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 35% since the beginning of its operation, and $339.72 million of the total AUM is attributable to clients outside of the United States.

The firm manages $439.27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $87.85 million each.

Investments

The firm invests in exchange traded securities the most. They account for 91% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay 337 Frontier Capital, LP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients 337 Frontier Capital serves?

The firm provides services to charitable organizations and pooled investment vehicles. The largest group of clients of 337 Frontier Capital is pooled investment vehicles with 3 clients and $355.08 million of assets under management. Among the 10 most similar advisory firms, 337 Frontier Capital has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $439.27 million for 5 clients. 40% of the firm’s clients are foreign persons or businesses.

337 Frontier Capital also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at 337 Frontier Capital, LP

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Darren Keith Smith	Partner	1 May 2016	50% - 75%	6675153
Johannes De Bruijn	Partner	1 May 2016	50% - 75%	6675154
Malini Ann Van Den Berg	Chief compliance officer / head of operations	1 May 2016	Other	2195499
Llc 337 Frontier Management Gp	General partner	1 May 2016	Other	81-2639005

Based in New York

The principal office where 337 Frontier Capital, LP performs its advisory services is located at 100 Crosby Street, New York, NY 10012, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (646)-813-3351. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at 337frontier.com.