Oakbrook Investments LLC (Lisle)

Name: Oakbrook Investments LLC
Address: 2300 Cabot Drive, Lisle, IL, 60532 4616
Telephone: 630-271-0100

Oakbrook Investments LLC is a large advisory firm based in Lisle. It manages $1.51 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Illinois and Massachusetts.

Oakbrook Investments provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oakbrook Investments: assets under management

The assets under management (AUM) of Oakbrook Investments LLC is $1.51 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.51 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $48.73 million each.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oakbrook Investments LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oakbrook Investments serves?

The firm provides services to other investment advisers, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Oakbrook Investments is pension and profit sharing plans with 15 clients and $1.16 billion of assets under management. Among the 9 most similar advisory firms, Oakbrook Investments has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $1.42 billion for 28 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Oakbrook Investments doesn't advise any private funds.

Careers at Oakbrook Investments LLC

The company employs 12 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Janna Lee Sampson	Co-chief investment officer/managing member	1 Oct 2007	50% - 75%	4363994
Peter Mikel Jankovskis	Co-chief investment officer/managing member	1 Oct 2007	25% - 50%	4363997
Seshagirirao Cherukuri	Head trader/portfolio manager/member	1 Jan 2008	Other	5479958
Shirley Fisher	Chief compliance officer	1 Oct 2008	Other	5607737

Based in Lisle

The principal office where Oakbrook Investments LLC performs its advisory services is located at 2300 Cabot Drive, Lisle, IL 60532 4616, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-271-0100 or by fax 630-271-0150. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at oakbrookinvest.com.