Moss, Luse & Womble, LLC (Addison)

Name: Moss, Luse & Womble, LLC
Address: 15601 Dallas Parkway, Addison, TX, 75001
Telephone: 972-674-2584

Moss, Luse & Womble, LLC is a large advisory firm based in Addison. It manages $100.12 million of regulatory assets for 1,292 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Colorado, Florida, Georgia, and 3 other states.

Moss, Luse & Womble provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Moss, Luse & Womble: assets under management

The assets under management (AUM) of Moss, Luse & Womble, LLC is $100.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $100.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $77.49 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Moss, Luse & Womble, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Moss, Luse & Womble serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Moss, Luse & Womble is individuals with 252 clients and $67.72 million of assets under management. Among the 10 most similar advisory firms, Moss, Luse & Womble has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $100.12 million for 284 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Moss, Luse & Womble doesn't advise any private funds.

Careers at Moss, Luse & Womble, LLC

The company employs 20 people that are either part- or full-time employees. 45 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Matthew Moss	Chief compliance officer	1 Jan 2010	Other	4776080
Llc Moss Mlw	Member	1 Dec 2012	25% - 50%	46-1429324
Llc Luse Mlw	Member	1 Jan 2013	25% - 50%	46-1428993
Llc Womble Mlw	Member	1 Jan 2013	25% - 50%	46-1429229

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Stefanie Janine Moss	Member	1 Nov 2012	50% - 75%	5879055
Jeffrey Matthew Moss	Member	1 Nov 2012	25% - 50%	4776080
Jason Stanton Luse	Member	1 Nov 2012	75% - 100%	5085662
Michael Avery Womble	Member	1 Nov 2012	75% - 100%	5278385

Based in Addison

The principal office where Moss, Luse & Womble, LLC performs its advisory services is located at 15601 Dallas Parkway, Addison, TX 75001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-674-2584 or by fax 469-461-5751. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at mlwfinancial.com.