Weaver C. Barksdale & Associates, Inc. (Nashville)

Name: Weaver C. Barksdale & Associates, Inc.
Address: One Burton Hills Blvd, Suite 100, Nashville, TN, 37215 6104
Telephone: 615-665-1085

Weaver C. Barksdale & Associates, Inc. is a large advisory firm based in Nashville. It manages $3.68 billion of regulatory assets for 134 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Florida, Illinois, Louisiana, and 6 other states.

Weaver C. Barksdale & Associates provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Weaver C. Barksdale & Associates: assets under management

The assets under management (AUM) of Weaver C. Barksdale & Associates, Inc. is $3.68 billion. The firm's AUM has gone down by -19% since the beginning of its operation, and $38.5 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.67 billion in discretionary accounts and $8.88 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.23 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.22 million.

Investments

The firm invests in government bonds the most. They account for 43% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 41% of the firm’s portfolio. Investments in other assets form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Weaver C. Barksdale & Associates, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Weaver C. Barksdale & Associates serves?

The firm provides services to insurance companies, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Weaver C. Barksdale & Associates is pension and profit sharing plans with 19 clients and $1.36 billion of assets under management. Among the 7 most similar advisory firms, Weaver C. Barksdale & Associates has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $3.68 billion for 77 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 4% of the firm’s clients are foreign persons or businesses.

Weaver C. Barksdale & Associates doesn't advise any private funds.

Careers at Weaver C. Barksdale & Associates, Inc.

The company employs 13 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Weaver Cameron Barksdale	Chairman and founding principal	1 Feb 1985	25% - 50%	2123513
John Edward Mcdowell	President, ceo & principal	1 Feb 1985	25% - 50%	1522029
James Dewey Daane	Principal, chief economist	1 Feb 1985	Other	4344723
Kathy Elaine Carpenter	Sr administration & operation's officer & principal	1 Feb 1985	Other	4344728
Timothy Aaron Carpenter	Portfolio mgr, chief operations mgr & principal	1 Oct 1992	Other	1688556
Frank Gillette Puryear	Sr fi portfolio manager, director of research & principal	1 May 1996	Other	1984403
Charles Harry Webb	Chief investment officer & principal	1 May 1996	Other	4344725
Marshall Edwin Cox	Portfolio manager & principal	1 Sep 1998	Other	2250298
Samuel Guerry Simmons	Portfolio manager & principal	1 Feb 1999	Other	1131990
Ann Loden Roberts	Executive vice president & principal	1 Jan 2001	Other	2195221
Ann Elizabeth Loden	Sr vp & principal	1 Jan 2001	Other	2195221
Deborah Kay Slocum	Chief compliance officer, director of administration, corporate secretary & principal	1 Mar 2004	Other	2934267
Deena Kumari Raja	Portfolio manager & principal	1 Sep 2007	Other	2974983
Robert William O'donnell	Executive vice president & general counsel	1 Oct 2009	Other	5634746
John Edward Mcdowell	Vice chairman of the board	1 Jun 2017	25% - 50%	1522029
Ann Loden Roberts	President, ceo & principal	1 Jun 2017	Other	2195221
James Francis Murphy	Chief compliance officer	1 Jun 2019	Other	4308605
Ellen Oglesby Carr	Portfolio mgr & principal	1 Aug 2019	Other	3083316

Based in Nashville

The principal office where Weaver C. Barksdale & Associates, Inc. performs its advisory services is located at One Burton Hills Blvd, Suite 100, Nashville, TN 37215 6104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-665-1085 or by fax 615-665-1087. The normal business hours are 8:00am to 4:00pm on Monday - Friday. You can find more information about the New York firm at wcbarksdale.com.