Delaware Capital Management Inc (Philadelphia)

Name: Delaware Capital Management Inc
Address: 1818 Market Street, Philadelphia, PA, 19103
Telephone: 215-255-2300

Delaware Capital Management Inc is a large advisory firm based in Philadelphia. It manages $1.18 billion of regulatory assets for 3,399 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Delaware Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Delaware Capital Management: assets under management

The assets under management (AUM) of Delaware Capital Management Inc is $1.18 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.18 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $346.17 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Delaware Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Delaware Capital Management Inc

David Keith Downes has been acting as President since 1 Jan 1994. Gerald S Frey joined the executive team most recently as the Managing Diretor/Cio Growth Investing.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Keith Downes	Director/president/ceo	1 Jan 1994	Other	1350506
Lisa Outland Brinkley	Svp/compliance director	1 Aug 1994	Other	1932809
James L Shields	Svp/chief information officer	1 Mar 1995	Other	1099876
Inc. Delvoy	Corporate parent of registrant	1 Apr 1997	75% - 100%	41-1533771
Inc. Delaware Investments Us	Corporate parent of registrant	1 Apr 1997	75% - 100%	41-1533771
Richard Joseph Flannery	Evp/general counsel/cao	1 Jan 1999	Other	1865931
William Everett Dodge	Evp/cio-equity	1 Jan 2000	Other	2200854
Charles Edgar Haldeman	Director	1 Feb 2000	Other	1754009
Jude Thaddeus Driscoll	Evp/head of fixed income	1 Oct 2000	Other	1817416
Gerald S Frey	Managing diretor/cio-growth investing	1 Jan 2001	Other	2761028
Joshua Huntington Brooks	Svp/deputy cio-value investing	1 Jan 2001	Other	2184111

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Delaware Management Holdings	Parent	1 Sep 1990	75% - 100%	23-2693133
Dmh Corp.	Parent	1 Jul 1992	75% - 100%	13-3465365
Lincoln National Corporation	Parent	1 Apr 1995	75% - 100%	35-1140070
Inc. Lincoln National Investment	Parent	1 Jan 1996	75% - 100%	35-1956168
Inc. Lincoln National Investment Companies	Parent	1 Jan 1997	75% - 100%	35-2004374

Based in Philadelphia

The principal office where Delaware Capital Management Inc performs its advisory services is located at 1818 Market Street, Philadelphia, PA 19103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-255-2300 or by fax 215-255-2194. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at delawarefunds.com/sectd/fsetd.html.