Egm Capital, LLC (San Francisco)

Name: Egm Capital, LLC
Address: Two Embarcadero Center, San Francisco, CA, 94111
Telephone: 415-782-9600

Egm Capital, LLC is a large advisory firm based in San Francisco. It manages $115 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California and Texas.

Egm Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Egm Capital: assets under management

The assets under management (AUM) of Egm Capital, LLC is $115 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $115 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.21 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Egm Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Egm Capital, LLC

Michael Thomas Jackson has been acting as President since 1 Jun 1991. William Ellison Grayson joined the executive team most recently as the President, Secretary, Chief Compliance Officer, Senior Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Thomas Jackson	Director	1 Jun 1991	Other	1108172
Egm Capital	Member	1 Dec 1996	50% - 75%	107131
Gary Philip Kaplan	Director	1 Jun 1999	Other	4348593
Scott Michael Bilyeu	Chief financial officer	1 Jun 2000	Other	4347248
Michael James Mahoney	Sr. portfolio manager & director	1 Sep 2001	Other	1112653
Guy Richards Scott	President, chief compliance officer & director	1 Jan 2002	Other	417010
William Ellison Grayson	Chief operating officer & assistant compliance officer	1 Jan 2002	Other	2847729
John Peter Rohal	Director, chairman of the board	1 Jan 2002	Other	1161538
Christopher Fenton Jackson	Director	1 Apr 2003	Other	2151555
William Ellison Grayson	President, secretary, chief compliance officer, senior managing director	1 Dec 2004	Other	2847729
Michael James Mahoney	Sr. portfolio manager & senior managing director	1 Dec 2004	25% - 50%	1112653
James Allen Bitzer	Senior portfolio manager and senior managing director	1 Dec 2004	25% - 50%	4595351
Michael Lorne Thomas	Senior portfolio manager	1 Dec 2004	Other	2536844

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Pepper Parr Jackson Ttee Michael T. Jackson Irrevocable Trust Fbo Daphne E. Jackson	Shareholder	1 Apr 1994	25% - 50%	68-6103296
Pepper Parr Jackson Ttee Michael T. Jackson Irrevocable Trust Fbo Christopher F. Jackson	Shareholder	1 Apr 1994	25% - 50%	68-6103295
Christopher F. Jackson Daphne E. Jackson Nancy F. Blumberg Ttees Jackson Family Dynasty Trust	Shareholder	1 Jan 2003	25% - 50%	32-6016592

Based in San Francisco

The principal office where Egm Capital, LLC performs its advisory services is located at Two Embarcadero Center, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-782-9600 or by fax 415-782-9694. The normal business hours are 7:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at none.