Krueger & Catalano Capital Partners, LLC (Houston)

Name: Krueger & Catalano Capital Partners, LLC
Address: 8401 Westview Drive, Houston, TX, 77055
Telephone: 713-784-3878

Krueger & Catalano Capital Partners, LLC is a large advisory firm based in Houston. It manages $235.34 million of regulatory assets for 803 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Florida, Louisiana, New York, and Texas.

Krueger & Catalano Capital Partners provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Krueger & Catalano Capital Partners: assets under management

The assets under management (AUM) of Krueger & Catalano Capital Partners, LLC is $235.34 million. The firm's AUM has grown by 148% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $217.64 million in discretionary accounts and $17.7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $353.88 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $94.16 thousand.

Krueger & Catalano Capital Partners has custody of $66.01 million in cash and securities for 111 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 59% of the total AUM. The second-largest asset type is state and local bonds, which make up 32% of the firm’s portfolio. Investments in government bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Krueger & Catalano Capital Partners, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Krueger & Catalano Capital Partners serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Krueger & Catalano Capital Partners is high net worth individuals with 87 clients and $180.94 million of assets under management. Among the 4 most similar advisory firms, Krueger & Catalano Capital Partners has the 2nd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $235.34 million for 296 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Krueger & Catalano Capital Partners doesn't advise any private funds.

Careers at Krueger & Catalano Capital Partners, LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ryan Jason Krueger	Managing member	1 Mar 2006	50% - 75%	2158394
Michael Blaise Catalano	Managing member	1 Mar 2006	50% - 75%	2029351
Tanya Michelle Escobedo	Chief compliance officer	1 Feb 2015	Other	1472296
Kyi Kyi Win	Chief compliance officer	1 Oct 2015	Other	4047381

Based in Houston

The principal office where Krueger & Catalano Capital Partners, LLC performs its advisory services is located at 8401 Westview Drive, Houston, TX 77055, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-784-3878 or by fax 713-784-8023. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at kruegercatalano.com.