Lascaux Resource Capital, LLC (Stamford)

Name: Lascaux Resource Capital, LLC
Address: 263 Tresser Blvd., Stamford, CT, 06901
Telephone: 212-756-1290

Lascaux Resource Capital, LLC is a mid-sized advisory firm based in Stamford. It manages $60.2 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

Lascaux Resource Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lascaux Resource Capital: assets under management

The assets under management (AUM) of Lascaux Resource Capital, LLC is $60.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and $60.2 million of the total AUM is attributable to clients outside of the United States.

The firm manages $60.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.1 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lascaux Resource Capital, LLC for their services and products based on fixed fees and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lascaux Resource Capital serves?

The only and largest group of clients of Lascaux Resource Capital is pooled investment vehicles with 2 clients and $60.2 million of assets under management. Among the 2 most similar advisory firms, Lascaux Resource Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $60.2 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Lascaux Resource Capital also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Lascaux Resource Capital, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elliot Jeremy Rothstein	Principal	1 Mar 2013	50% - 75%	3235895
David Kaplan	Principal	1 Mar 2013	50% - 75%	4903844
Patricia Barbara Fallon	Chief compliance officer/chief financial officer	1 Mar 2013	Other	1236367

Based in Stamford

The principal office where Lascaux Resource Capital, LLC performs its advisory services is located at 263 Tresser Blvd., Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-756-1290 or by fax 203-569-1965. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at lascauxresourcecapital.com.