Gen Cap America, Inc. (Nashville)

Name: Gen Cap America, Inc.
Address: 40 Burton Hills Boulevard, Nashville, TN, 37215
Telephone: 615-256-0231

Gen Cap America, Inc. is a large advisory firm based in Nashville. It manages $443.92 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Tennessee.

Gen Cap America provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gen Cap America: assets under management

The assets under management (AUM) of Gen Cap America, Inc. is $443.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $443.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $63.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gen Cap America, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gen Cap America serves?

The only and largest group of clients of Gen Cap America is pooled investment vehicles with 7 clients and $443.92 million of assets under management. Among the 11 most similar advisory firms, Gen Cap America has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $443.92 million for 7 clients. None of the firm’s clients are foreign persons or businesses.

Gen Cap America also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Gen Cap America, Inc.

The company employs 14 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barney Duncan Byrd	President, chief executive officer	1 Feb 1985	75% - 100%	1499868
Stephen Elisha Blackmon	Consultant	1 Feb 1985	Other	6028672
Macli Paschall Davis	Chief compliance officer, controller	1 Aug 1985	Other	6026324
Maclin Paschall Davis	Chief compliance officer, controller	1 Aug 1985	Other	6026324
Donald Dudley Napier	Executive vice president	1 Nov 1996	Other	1800677

Based in Nashville

The principal office where Gen Cap America, Inc. performs its advisory services is located at 40 Burton Hills Boulevard, Nashville, TN 37215, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-256-0231 or by fax 615-256-2487. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at gencapamerica.com/.