Financial Clarity, Inc. (Mountain View)

Name: Financial Clarity, Inc.
Address: 2570 West El Camino Real, Mountain View, CA, 94040
Telephone: 650-559-9900

Financial Clarity, Inc. is a large advisory firm based in Mountain View. It manages $1.44 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Financial Clarity provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Clarity: assets under management

The assets under management (AUM) of Financial Clarity, Inc. is $1.44 billion. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 48% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 24% of the firm’s portfolio. Investments in state and local bonds form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Clarity, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stanford Thomas Young serves?

The only and largest group of clients of Stanford Thomas Young is high net worth individuals with 30 clients and $1.44 billion of assets under management. Among the 8 most similar advisory firms, Financial Clarity has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.44 billion for 30 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Financial Clarity doesn't advise any private funds.

Careers at Financial Clarity, Inc.

The company employs 11 people that are either part- or full-time employees. 18 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stanford Thomas Young	President	1 Aug 1992	75% - 100%	1318048
Stanford Thomas Young	Chief compliance officer	1 Jul 2004	75% - 100%	1318048

Based in Mountain View

The principal office where Financial Clarity, Inc. performs its advisory services is located at 2570 West El Camino Real, Mountain View, CA 94040, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-559-9900 or by fax 650-559-9720. The normal business hours are 9am-5:30pm on Monday - Friday. You can find more information about the New York firm at financialclarity.com.