Intercontinental Consultants, L.L.C. (San Antonio)

Name: Intercontinental Consultants, L.L.C.
Address: 300 Convent Street, Suite 1350, San Antonio, TX, 78205 3729
Telephone: 210-271-7947

Intercontinental Consultants, L.L.C. is a large advisory firm based in San Antonio. It manages $348.16 million of regulatory assets for 578 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Florida, Louisiana, New Hampshire, and Texas.

Intercontinental Consultants, L.L.C provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Intercontinental Consultants, L.L.C: assets under management

The assets under management (AUM) of Intercontinental Consultants, L.L.C. is $348.16 million. The firm's AUM has grown by 141% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $261.76 million in discretionary accounts and $86.41 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $727.1 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $396.37 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Intercontinental Consultants, L.L.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Intercontinental Consultants, L.L.C.

Michael Joseph Carl Roth has been acting as President since 1 Jul 2001. Roger Harlan Eth joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Leo Kauth	Member	1 Aug 1997	Other	1648865
Isidoro Korngold	Member	1 Aug 1997	Other	1836913
Alfredo Larosa	Executive vice president	1 Aug 1997	Other	2232087
Marilyn Ann Reynolds	Executive vice president cco	1 Aug 1997	Other	1992764
Ltd. Renaissance Partnership	Member	1 Jul 2001	50% - 75%	74-2790365
Ltd Grump Holdings	Member	1 Jul 2001	25% - 50%	74-2783159
Michael Joseph Carl Roth	President	1 Jul 2001	Other	405580
Alfredo Larosa	Executive vice president	1 Mar 2003	Other	2232087
Marilyn Ann Reynolds	Executive vice president cco	1 Mar 2003	Other	1992764
Randall Dee Pollock	Vice president business development	1 Sep 2005	Other	4386613
Charles Day Lutz	Director chief operating officer	1 Mar 2006	Other	4956635
Randall Dee Pollock	Vice president business development	1 Sep 2006	Other	4386613
John Maurice Hennessy	Vice president business development	1 Feb 2007	Other	1823631
Kenneth Marck Korngold	Vice president	1 Feb 2009	Other	2491887
Roger Harlan Eth	Vice president	1 Mar 2009	Other	5577817

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Isidoro Korngold	Partner	1 May 1996	75% - 100%	1836913
John Leo Kauth	Partner	1 May 1996	75% - 100%	1648865

Based in San Antonio

The principal office where Intercontinental Consultants, L.L.C. performs its advisory services is located at 300 Convent Street, Suite 1350, San Antonio, TX 78205 3729, which is also the mailing address of the firm. An additional office of the firm is in Aventura, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-271-7947 or by fax 210-271-0309. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.intercontl.com.