Ccp, Inc (Palatine)


Ccp, Inc is a large advisory firm based in Palatine. It manages $120.5 million of regulatory assets for 287 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and Illinois.

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Ccp provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ccp: assets under management

The assets under management (AUM) of Ccp, Inc is $120.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $120.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $419.86 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 88% of the total AUM. The second-largest asset type is exchange traded securities, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ccp, Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Alfred Stephen Roberts serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Alfred Stephen Roberts is high net worth individuals with 45 clients and $90.5 million of assets under management. Among the 6 most similar advisory firms, Ccp has the highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $118.5 million for 86 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ccp doesn't advise any private funds.

Careers at Ccp, Inc

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Alfred Stephen Roberts has been acting as President since 1 Jul 2009. Carin Elizabeth Pankros joined the executive team most recently as the Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Carol Cockrell Pankros Director, president and secretary 1 Nov 1985 75% - 100% 1834262
Carol Cockrell Pankros Cco 1 Oct 2004 75% - 100% 1834262
Carin Elizabeth Pankros Vice president 1 Jan 2007 Other 4163473
Alfred Stephen Roberts President/chief compliance officer 1 Jul 2009 75% - 100% 2949885

Based in Palatine

The principal office where Ccp, Inc performs its advisory services is located at 4801 Emerson Ave, Palatine, IL 60067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-303-1220 or by fax 847-303-1255. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ccpfps.com/.