Hale And Dorr Capital Management LLC (Boston)

Name: Hale And Dorr Capital Management LLC
Address: 60 State Street, Boston, MA, 02109
Telephone: 617-526-5801

Hale And Dorr Capital Management LLC is a large advisory firm based in Boston. It manages $1.51 billion of regulatory assets for 1,163 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Hale And Dorr Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hale And Dorr Capital Management: assets under management

The assets under management (AUM) of Hale And Dorr Capital Management LLC is $1.51 billion. The firm's AUM has gone down by -34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.44 billion in discretionary accounts and $75.05 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.3 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.25 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hale And Dorr Capital Management LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hale And Dorr Capital Management LLC

Mark Randall Litzerman has served as the Chief Investment Officer since 1 Jan 2002. Kristin Elyse Dibarnaba joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Hale And Dorr Llp	Member	1 Dec 1987	75% - 100%	04-1409810
John Mcmahon Westcott	Manager	1 Dec 1987	Other	4323615
Wilmer Cutler Pickering Hale And Dorr Llp	Member	1 Dec 1987	75% - 100%	04-1409810
David Stanley Beckwith	Manager; managing director	1 May 2001	Other	2285065
Mark Randall Litzerman	Chief investment officer	1 Jan 2002	Other	1715048
Theresa Apruzzese	Compliance officer	1 Aug 2003	Other	2556989
Kimberly Rector Clouse	President; manager	1 Jun 2005	Other	2346017
Stephen Emanuel Prostano	Chief operations officer	1 Jun 2006	Other	2993748
Hale And Dorr Wealth Advisors Llc	Member	1 Nov 2007	75% - 100%	20-8104440
Reed Thomas Manning	Manager	1 Nov 2007	Other	4710363
Silver Bridge Advisors Llc	Member	1 Nov 2007	75% - 100%	20-8104440
Kristin Elyse Dibarnaba	Chief compliance officer	1 Apr 2008	Other	5521276

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Wilmer Cutler Pickering Hale And Dorr Llp	Member	1 Nov 2007	75% - 100%	04-1409810

Based in Boston

The principal office where Hale And Dorr Capital Management LLC performs its advisory services is located at 60 State Street, Boston, MA 02109, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-526-5801 or by fax 617-526-2811. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.haledorrcapital.com.