Capital Impact Advisors, LLC (Boston)

Name: Capital Impact Advisors, LLC
Address: 175 Federal St, Boston, MA, 02110
Telephone: 617-279-0045

Capital Impact Advisors, LLC is a large advisory firm based in Boston. It manages $312.07 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Massachusetts.

Capital Impact Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Impact Advisors: assets under management

The assets under management (AUM) of Capital Impact Advisors, LLC is $312.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 212% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $312.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $78.02 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Capital Impact Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capital Impact Advisors serves?

The only and largest group of clients of Capital Impact Advisors is investment companies with 4 clients and $312.07 million of assets under management. Among the 8 most similar advisory firms, Capital Impact Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $312.07 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Capital Impact Advisors doesn't advise any private funds.

Careers at Capital Impact Advisors, LLC

The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pentegra Db Plan For Financial Institutions	Member	1 Apr 2013	Other	13-5645888
Joel Mark Shulman	Managing member	1 Apr 2013	75% - 100%	2267287
David Ryan Cragg	Cco	1 Apr 2013	Other	2344003
Alissa Shulman	Cco & cfo	1 Dec 2017	Other	6916089
Alissa Hattie Shulman	Chief financial officer	1 Dec 2017	Other	6916089
Mihai Rares Prisacariu	Chief compliance officer	1 Jun 2019	Other	7134482

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Pentegra Services	Parent	1 Aug 2008	75% - 100%	13-3745616
The Bank Of New York Mellon Corporation	Trustee	1 Apr 2013	Other	13-2614959

Based in Boston

The principal office where Capital Impact Advisors, LLC performs its advisory services is located at 175 Federal St, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-279-0045 or by fax 617-904-1614. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at ershares.com and its LinkedIn profile.