Lawson Kroeker Investment Management Inc (Omaha)

Name: Lawson Kroeker Investment Management Inc
Address: 450 Regency Parkway, Omaha, NE, 68114 3701
Telephone: 402-392-2606

Lawson Kroeker Investment Management Inc is a large advisory firm based in Omaha. It manages $360.24 million of regulatory assets for 240 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Louisiana, Nebraska, and Texas.

Lawson Kroeker Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lawson Kroeker Investment Management: assets under management

The assets under management (AUM) of Lawson Kroeker Investment Management Inc is $360.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $360.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.5 million each.

Investments

The firm invests in exchange traded securities the most. They account for 71% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 10% of the firm’s portfolio. Investments in state and local bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lawson Kroeker Investment Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lawson Kroeker Investment Management serves?

The firm provides services to individuals, investment companies, charitable organizations, and high net worth individuals. The largest group of clients of Lawson Kroeker Investment Management is high net worth individuals with 73 clients and $214.54 million of assets under management. Among the 10 most similar advisory firms, Lawson Kroeker Investment Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $358.75 million for 138 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lawson Kroeker Investment Management doesn't advise any private funds.

Careers at Lawson Kroeker Investment Management Inc

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frank V. Lawson	Shareholder - director	1 Apr 1986	Other	4344036
Kenneth Wayne Kroeker	Shareholder - director	1 Apr 1986	Other	2329848
Jr. Frank V. Lawson	Shareholder	1 Apr 1986	Other	4344036
Kenneth Kroeker	Shareholder	1 Apr 1986	50% - 75%	2329848
Robert Tredway	Shareholder	1 May 1997	Other	2578451
Robert Curtis Tredway	Shareholder	1 May 1997	Other	2578451
Thomas Joseph Sudyka	Shareholder - director - chief compliance officer	1 Sep 1999	50% - 75%	2360288
Bruce Harold Van Kooten	Shareholder - director	1 Mar 2006	25% - 50%	1906721

Based in Omaha

The principal office where Lawson Kroeker Investment Management Inc performs its advisory services is located at 450 Regency Parkway, Omaha, NE 68114 3701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-392-2606 or by fax 402-392-2597. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at lawsonkroeker.com.