Ballentine Finn & Co Inc (Wolfeboro)

Name: Ballentine Finn & Co Inc
Address: 55 Mill Street, Wolfeboro, NH, 03894
Telephone: 603-569-1717

Ballentine Finn & Co Inc is a large advisory firm based in Wolfeboro. It manages $2.53 billion of regulatory assets for 2,023 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 6 other states.

Ballentine Finn & provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ballentine Finn &: assets under management

The assets under management (AUM) of Ballentine Finn & Co Inc is $2.53 billion. The firm's AUM has grown by 977% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.51 billion in discretionary accounts and $1.02 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.74 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $882.35 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ballentine Finn & Co Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ballentine Finn & Co Inc

Roy Cooper Ballentine has been acting as President since 1 Jan 1997. Gregory Lambros Peterson joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roy Cooper Ballentine	President	1 Jan 1997	50% - 75%	1100859
Alice Nancy Finn	Vice president	1 Jan 1997	50% - 75%	4361136
Kyle Judge Schaffer	Vice president	1 Jan 2006	Other	4623814
Claudia Jean Shilo	Vice president	1 Jan 2007	Other	4520129
Andrew John Mcmorrow	Shareholder	1 Jan 2008	Other	4615926
Gregory Lambros Peterson	Shareholder	1 Jan 2008	Other	4586325
Andrew John Mcmorrow	Director & vice president	1 Oct 2008	Other	4615926
Gregory Lambros Peterson	Vice president	1 Nov 2008	Other	4586325
Coventry Edwards Pitt	Vice president	1 Nov 2008	Other	3122847

Based in Wolfeboro

The principal office where Ballentine Finn & Co Inc performs its advisory services is located at 55 Mill Street, Wolfeboro, NH 03894 The mailing address of the firm is Po Box 1860, Wolfeboro, NH 03894. An additional office of the firm is in Waltham, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 603-569-1717 or by fax 603-569-5264. The normal business hours are 8:30-5:00 on Monday - Friday. You can find more information about the New York firm at www.ballentine-finn.com.