Waterrock Global Asset Management (Seattle)

Name: Waterrock Global Asset Management
Address: 4127 52 Nd Avenue Sw, Seattle, WA, 98116
Telephone: 888-509-7426

Waterrock Global Asset Management is an adviser based in Seattle. It manages $8.5 million of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2009.

Waterrock Global Asset Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Waterrock Global Asset Management: assets under management

The assets under management (AUM) of Waterrock Global Asset Management is $8.5 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5 million in discretionary accounts and $3.5 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $104.17 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $112.9 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Waterrock Global Asset Management for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Waterrock Global Asset Management

Waterrock Global Asset Management is owned by Robert Jason Douglas Semone. Carolyn Marie Olberg joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Jason Douglas Semone	Owner	1 Jul 2009	75% - 100%	4677971
Carolyn Marie Olberg	Chief compliance officer	1 Jan 2010	Other	2799715

Based in Seattle

The principal office where Waterrock Global Asset Management performs its advisory services is located at 4127 52 Nd Avenue Sw, Seattle, WA 98116 The mailing address of the firm is 4742 42 Nd Avenue Sw #246, Seattle, WA 98116. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-509-7426 or by fax 888-817-3244. The normal business hours are 6:00am-6:00pm on Monday - Friday. You can find more information about the New York firm at www.waterrockglobal.com.