Elessar Investment Management, LLC (Cleveland)

Name: Elessar Investment Management, LLC
Address: 1111 Superior Avenue, Cleveland, OH, 44114
Telephone: 216-357-7412

Elessar Investment Management, LLC is an adviser based in Cleveland. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Delaware and Ohio.

Elessar Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Elessar Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Elessar Investment Management, LLC

Richard Allyn Giesen has served as the Chief Investment Officer since 1 Jan 2006. Llc Northern Lights Capital Partners joined the executive team most recently as the Unitholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Elennar Management Holdings	Owner	1 Sep 2005	75% - 100%	20-3754543
Richard Allyn Giesen	Chief investment officer	1 Jan 2006	Other	734851
Mitchell W Krahe	Chief compliance officer	1 Jan 2006	Other	5066221

Indirect Owners

The SEC currently registers 18 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Allyn Giesen	Managing member	1 Sep 2005	25% - 50%	734851
Laird Norton Company	Member	1 Aug 2006	50% - 75%	91-2027437
Timothy Jacob Carver	Board member	1 Jul 2007	Other	2638120
Paul Richard Greenwood	Board member	1 Jul 2007	Other	4982347
Andrew Laird Turner	Board member	1 Jul 2007	Other	5249162
Laird Norton Company	Shareholder	1 Dec 2007	75% - 100%	91-2027437
Inc. White Pine	Member	1 Dec 2007	25% - 50%	26-1630532
Llc Northern Lights Capital Partners	Member	1 Dec 2007	25% - 50%	20-5650492
Michel Stavros Anastassiades	Board member	1 Mar 2009	Other	5641797
John Witherspoon Zimmerman	Board member	1 Mar 2010	Other	4855085
Lnc Investment Company	Member	1 May 2010	25% - 50%	20-5433626
Bryan Jon Weeks	Board member	1 Jan 2013	Other	2525879
Llc Northern Lights Midco	Member	1 Jul 2014	25% - 50%	47-1407415
Llc Northern Lights Capital Partners	Unitholder	1 Oct 2014	25% - 50%	20-5650492
Llc Northern Lights Capital Partners	Unitholder	1 Nov 2014	25% - 50%	20-5650492
Aurora Trust	Member	1 Nov 2014	75% - 100%	none
Aurora Investment Management Pty Limited	Trustee	1 Nov 2014	Other	acn 600 880 939
Treasury Group Limited	Unitholder	1 Nov 2014	50% - 75%	abn 39 006 708 792

Based in Cleveland

The principal office where Elessar Investment Management, LLC performs its advisory services is located at 1111 Superior Avenue, Cleveland, OH 44114, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 216-357-7412 or by fax 216-357-7415. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at elessarinvest.com.