Ned Davis Research, Inc. (Venice)

Name: Ned Davis Research, Inc.
Address: 600 Bird Bay Drive, West, Venice, FL, 34285 8020
Telephone: 941-412-2300

Ned Davis Research, Inc. is a pension cosultant based in Venice. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Georgia, and 3 other states.

Ned Davis Research provides pension consulting services, publication of newsletters, security ratings or pricing services, market timing services, and issues charts, graphs, etc & crs, model portfolio services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ned Davis Research, Inc. for their services and products based on hourly charges, subscription fees, and fixed fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Henry Courtauld Fordham serves?

The firm provides services to individuals, insurance companies, charitable organizations, other investment advisers, high net worth individuals, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Christopher Henry Courtauld Fordham is individuals with 5 clients and $0 of assets under management. Among the 8 most similar advisory firms, Ned Davis Research has the highest percentage of individuals out of all clients.

30% of the firm’s clients are foreign persons or businesses.

Ned Davis Research doesn't advise any private funds.

Careers at Ned Davis Research, Inc.

The company employs 89 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. 28 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Christopher Henry Courtauld Fordham has been acting as President since 1 Oct 2014. Euromoney Institutional Investor Plc joined the executive team most recently as the Shareholder Common Stock.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edwin Henry Mendel	Stockholder	1 Jun 1980	25% - 50%	331856
Loren Edward Flath	Managing director, director	1 Jul 1984	Other	2837616
Lance Jay Stonecypher	Managing director, director	1 Feb 1986	Other	2837617
Ned Davis Research Group Employee Stock Ownership Plan	Trust	1 Jan 1997	25% - 50%	59-2026201
Arthur David Kirshner	Managing director, operations	1 Dec 1997	Other	4390998
Edward Vincent Hackett	Managing dir., cfo, tres. sec., compl. ofc.	1 Sep 1998	Other	2367913
Nathan Edward Davis	Pres., ceo, stockholder, dir.	1 Jan 2000	50% - 75%	62406
Robert Clifton Schuster	Managing director, custom res., director	1 Jan 2000	Other	1942984
Geoffrey Peter Raymond	Managing director, director	1 Jan 2001	Other	1642689
John Calhoun Griffin	Managing director, info systems	1 Jan 2002	Other	4520917
Edward Vincent Hackett	Managing dir., cfo, chief compliance officer, tres. sec.	1 Oct 2004	Other	2367913
Loren Edward Flath	Managing director, data & special projects, director	1 Oct 2004	Other	2837616
Robert Clifton Schuster	Managing director, chief operating officer, director	1 Oct 2004	Other	1942984
Lawrence Seth Winer	Managing director, custom research	1 Oct 2004	Other	4888672
Timothy Wheelock Hayes	Chief investment strategist	1 Oct 2004	Other	5124342
Joseph Fredrick Kalish	Senior macro strategist	1 Oct 2004	Other	5124348
James L Farrell	Managing director, research & development	1 Jan 2008	Other	4398766
James Michael Sanders	Executive director	1 Mar 2009	Other	1342176
Richard C Wilkie	Chief information officer	1 Aug 2010	Other	4119871
Gerard Sammuel Pento	Managing director, applications development	1 Feb 2011	Other	4826351
Inc. Euromoney Institutional Investor Holdings	Shareholder	1 Jul 2011	75% - 100%	13-3971072
Peter Richard Ensor	Director	1 Jul 2011	Other	5963442
Christopher Henry Courtauld Fordham	Director	1 Jul 2011	Other	5963440
Eric David Wayne Lankinen	Ceo, director	1 Jul 2011	Other	5963439
Marianne Marie Claude Stoppenbrink	Chief financial officer	1 Oct 2011	Other	6083111
Kimberly Ann Bushart	Chief compliance officer	1 Dec 2011	Other	6011474
David Edward Pierce	Chief compliance officer	1 Jul 2014	Other	6374464
Christopher Henry Courtauld Fordham	Chairman	1 Oct 2014	Other	5963440
Nathan Edward Davis	Executive director	1 Oct 2014	Other	62406
Robert Clifton Schuster	Executive director	1 Oct 2014	Other	1942984
Peter Richard Ensor	Executive director	1 Oct 2014	Other	5963442
Matthias Paul	Chief executive officer	1 Feb 2015	Other	6596933
Matthew Mark Zeller	Chief financial officer	1 Feb 2015	Other	4980386
Lawrence Seth Winer	Chief operating officer and chief compliance officer	1 May 2016	Other	4888672
Brian Matthew Frohn	Chief financial officer	1 May 2016	Other	6741588
Brian Frohn	Chief financial officer	1 May 2016	Other	6741588
David E Antin	Chief executive officer	1 Mar 2017	Other	6773970

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daily Mail And General Trust Plc	Shareholder	1 Jan 1969	25% - 50%	foreign entity
Daily Mail & General Trust Plc	Shareholder-common stock	1 Jul 2011	50% - 75%	foreign
Euromoney Institutional Investor Plc	Shareholder-common stock	1 Jul 2011	50% - 75%	foreign
Euromoney Institutional Investor	Shareholder-common stock	1 Jul 2011	50% - 75%	foreign
Euromoney Institutional Investor Plc	Shareholder-common stock	1 Jan 2017	75% - 100%	foreign

Based in Venice

The principal office where Ned Davis Research, Inc. performs its advisory services is located at 600 Bird Bay Drive, West, Venice, FL 34285 8020, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 941-412-2300 or by fax 941-412-2303. The normal business hours are 8:30a.m. to 5:00p.m. on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/ned-davis-research-inc..