Los Angeles Capital Management And Equity Research, Inc. (Los Angeles)

Name: Los Angeles Capital Management And Equity Research, Inc.
Address: 11150 Santa Monica Boulevard, Los Angeles, CA, 90025
Telephone: 310-479-9998

Los Angeles Capital Management And Equity Research, Inc. is a large advisory firm based in Los Angeles. It manages $25.96 billion of regulatory assets for 66 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

Los Angeles Capital Management And Equity Research provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Los Angeles Capital Management And Equity Research: assets under management

The assets under management (AUM) of Los Angeles Capital Management And Equity Research, Inc. is $25.96 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1016% since the beginning of its operation, and $7.46 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $25.96 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $393.3 million each.

Los Angeles Capital Management And Equity Research has custody of $4.13 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Los Angeles Capital Management And Equity Research, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Dellwyn Stevens serves?

The firm provides services to investment companies, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Thomas Dellwyn Stevens is pension and profit sharing plans with 15 clients and $7.6 billion of assets under management. Among the 10 most similar advisory firms, Los Angeles Capital Management And Equity Research has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $25.35 billion for 37 clients. 22% of the firm’s clients are foreign persons or businesses.

Los Angeles Capital Management And Equity Research also advises several private funds. Namely, five hedge funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Los Angeles Capital Management And Equity Research, Inc.

The company employs 82 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Dellwyn Stevens has been acting as President since 1 Jan 2002. Hal William Reynolds has served as the Chief Investment Officer since 1 Jan 2002. Stuart Kei Matsuda joined the executive team most recently as the Chief Trading Officer / Board Member (Class A Shareholder).

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Dellwyn Stevens	Chairman/president/principal (class a shareholder)	1 Jan 2002	25% - 50%	1377788
Hal William Reynolds	Chief investment officer/principal (class a shareholder)	1 Jan 2002	25% - 50%	4123519
Stuart Kei Matsuda	Director of trading/principal (class a shareholder)	1 Jan 2002	Other	4431991
David Russell Borger	Director	1 Jan 2002	Other	4501777
Christine Marie Kugler	Director	1 Jan 2004	Other	4764641
Carin Lynn Madden	Associate	1 Jul 2005	Other	5038661
Jennifer Elizabeth Reynolds	Senior analyst	1 Jul 2005	Other	5038665
Michael Jerome Paschal	Director of it	1 Jul 2005	Other	5038668
Iman Movahed	Research associate	1 Dec 2005	Other	5096708
Dan Merrick Dement	Research associate	1 Dec 2006	Other	5317533
Jennifer Elizabeth Reynolds	Chief compliance officer/cfo/principal (class a shareholder)	1 Nov 2007	Other	5038665
Daniel Earle Allen	Director of global equities/principal (class a shareholder)	1 Sep 2010	Other	5313660
Steve Oetomo	Director of it/principal (class a shareholder)	1 Jan 2011	Other	5886629
Bradford Rowe	Director of factor research/principal (class a shareholder)	1 Jan 2011	Other	5886632
Edward Rackham	Director of risk management	1 Mar 2011	Other	6034695
Steve Oetomo	Chief technology officer (class a shareholder)	1 Jun 2016	Other	5886629
Daniel Earle Allen	President / board member (class a shareholder)	1 Jan 2017	Other	5313660
Stuart Kei Matsuda	Chief trading officer / board member (class a shareholder)	1 Feb 2017	Other	4431991
Linda Daves Barker	Chief legal officer / general counsel / corporate secretary (class b shareholder)	1 Feb 2017	Other	6769916
Carin Lynn Madden	Chief portfolio operations officer (class a shareholder)	1 Feb 2017	Other	5038661

Based in Los Angeles

The principal office where Los Angeles Capital Management And Equity Research, Inc. performs its advisory services is located at 11150 Santa Monica Boulevard, Los Angeles, CA 90025 The mailing address of the firm is 11150 Santa Monica Blvd., Los Angeles, CA 90025. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-479-9998 or by fax 310-479-9930. The normal business hours are 6:30a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at lacapm.com/.