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Roger H. Jenswold & Co., Inc. (Houston)


Roger H. Jenswold & Co., Inc. is a related adviser based in Houston. It manages $78.03 million of regulatory assets for 77 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Louisiana and Texas.

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Roger H. Jenswold & Co. provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roger H. Jenswold & Co.: assets under management

The assets under management (AUM) of Roger H. Jenswold & Co., Inc. is $78.03 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $78.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.01 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Roger H. Jenswold & Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Roger H. Jenswold & Co., Inc.

Roger Henry Jenswold has been acting as President since 1 Mar 1993. Joel Kennedy joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Roger Henry Jenswold Chairman 1 Mar 1993 50% - 75% 1863686
Raymond Clark Pfluger Director 1 Mar 1993 Other 1090120
Michael Alan Meagher President/ portfolio manager/analyst 1 Jul 1993 25% - 50% 1666869
Sherman Paine Macdaniel Resident manager/portfolio manager/ analyst 1 Feb 1994 Other 315694
Alexander Webster Pierce Senior vice president/portfolio manager/analyst 1 Jul 1997 Other 730560
Mary Virginia Mccullar Compliance officer/controller 1 May 1998 Other 3108395
Janet Carol Plaster Vice president/trading 1 Mar 1999 Other 2002708
Susan L. Gumbiner Vice president/portfolio manager/analyst 1 Mar 1999 Other 4363313
Stephen Harold Pouns Vice president/portfolio manager/analyst 1 Jun 2000 Other 1048076
Maryanne Judith Stoner Compliance officer 1 Nov 2001 Other 1173203
Mary Virginia Mccullar Chief compliance officer 1 Sep 2004 Other 3108395
Claude Carr Cody Vice chairman/portfolio mgr/analyst 1 Mar 2005 25% - 50% 1313322
Melville Lockett Cody Vice chairman/portfolio mgr/analyst 1 Mar 2005 25% - 50% 2384654
Sherman Paine Macdaniel Sr. vice president/resident manager/portfolio manager/ analyst 1 Mar 2008 Other 315694
Alexander Webster Pierce Sr vice president/portfolio manager/analyst 1 Apr 2008 Other 730560
Inc. Capstone Financial Services Parent company 1 Mar 2010 75% - 100% 76-0228360
Edward Leonard Jaroski President/ceo/executive representative/chairman 1 Mar 2010 Other 843498
Shelley Anne Severson Senior vice president/chief operating officer 1 Mar 2010 Other 1998984
Richard Andrew Nunn Chief compliance officer/sr vp/secretary 1 Mar 2010 Other 1016528
Sherman Paine Macdaniel Senior vice president 1 Mar 2010 Other 315694
Scott Howard Wynant Director/sr. vice president 1 Mar 2010 Other 1037373
Claude Carr Cody Director/sr. vice president 1 Mar 2010 Other 1313322
Melville Lockett Cody Director/sr. vice president 1 Mar 2010 Other 2384654
Carla Diane Homer Treasurer 1 Nov 2010 Other 2015330
Joel Kennedy Chief financial officer 1 Dec 2010 Other 5873096

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Edward Leonard Jaroski Shareholder 1 Sep 1987 25% - 50% 843498
Dan Edward Watson Shareholder 1 Sep 1987 25% - 50% 1230463

Based in Houston

The principal office where Roger H. Jenswold & Co., Inc. performs its advisory services is located at 3700 West Sam Houston Parkway South, Houston, TX 77042, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-260-9000 or by fax 713-260-9050. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.jenswold.com.


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