London Pacific Advisory Services Inc. (Sacramento)

Name: London Pacific Advisory Services Inc.
Address: 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA, 95833
Telephone: 916-288-6400

London Pacific Advisory Services Inc. is a large advisory firm based in Sacramento. It manages $3.44 billion of regulatory assets for 13,579 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

London Pacific Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

London Pacific Advisory Services: assets under management

The assets under management (AUM) of London Pacific Advisory Services Inc. is $3.44 billion. The firm's AUM has grown by 247% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay London Pacific Advisory Services Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at London Pacific Advisory Services Inc.

John Bruce Waymire has been acting as President since 1 Sep 1996. Dianna Lyn Zentner has served as the Chief Investment Officer since 1 Jun 2003. Scott William Rankin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Lee Brown	Cfo,secty, treas	1 Sep 1996	Other	1979354
David Lee Ruff	Executive vice president	1 Sep 1996	Other	1955209
Inc. Lp Advisors	Parent corporation	1 Sep 1996	75% - 100%	91-1765200
John Bruce Waymire	Director	1 Sep 1996	Other	865626
Dianna Lyn Zentner	Senior vice president	1 Jan 1997	Other	1953318
Michael James Mayer	Chairman, director, ceo	1 Jan 2000	Other	1792297
Lawrence Howard Wolf	Coo	1 Jun 2000	Other	1580309
Jonelle Marie Schurr Stenson	Cfo, secretary, treasurer	1 Jun 2001	Other	2081737
Jonelle Marie Stenson	Cfo	1 Jun 2001	Other	2081737
Jerry Toshio Tamura	President	1 Nov 2001	Other	2417921
George Carl Nicholson	Ceo	1 Feb 2002	Other	2567005
John Bruce Waymire	President,director	1 Jul 2002	Other	865626
Sungard Business Systems Inc.	Parent corporation	1 Jun 2003	75% - 100%	59-1086117
Dianna Lyn Zentner	Chief investment officer	1 Jun 2003	Other	1953318
Michael William Winkel	Coo	1 Jun 2003	Other	4506086
Scott William Rankin	Chief compliance officer	1 Jun 2004	Other	4808157

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Sungard Data Systems Inc.	Shareholder	1 Sep 1986	75% - 100%	51-0267091
Inc. Sungard Investment Ventures	Shareholder	1 Sep 1995	75% - 100%	51-0297001
Arthur Irwin Trueger	Shareholder, ultimate parent corp.	1 Sep 1996	75% - 100%	1202976
Nominal Ltd Acct Lp Option Trust	Shareholder, ultimate parent	1 Sep 1996	25% - 50%	foreign
London Pacific Group Limited	Parent corporation	1 Sep 1996	75% - 100%	foreign

Based in Sacramento

The principal office where London Pacific Advisory Services Inc. performs its advisory services is located at 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA 95833, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-288-6400 or by fax 916-288-6500. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at saiadvisors.com.