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Scotia Cassels U.S. Investment Counsel Inc. (Toronto, Ontario)


Scotia Cassels U.S. Investment Counsel Inc. is a large advisory firm based in Toronto, Ontario. It manages $62.83 million of regulatory assets for 128 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Florida, Michigan, and New York.

Scotia Cassels U.S. Investment Counsel provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Scotia Cassels U.S. Investment Counsel: assets under management

The assets under management (AUM) of Scotia Cassels U.S. Investment Counsel Inc. is $62.83 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2517% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $62.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $490.87 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Scotia Cassels U.S. Investment Counsel Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
The Bank Of Nova Scotia Owner 1 Aug 1998 75% - 100% foreign entity

Based in Toronto, Ontario

The principal office where Scotia Cassels U.S. Investment Counsel Inc. performs its advisory services is located at Suite 1200, Toronto, Ontario, M5 C 2 W5 The mailing address of the firm is P.O. Box 85, Suite 1200, Toronto, Ontario, M5 C 2 W5. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-933-1900 or by fax 416-933-7481. The normal business hours are 8:30 to 5:00 on Monday - Friday.


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