Axonic Capital LLC (New York)

Axonic Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axonic Capital: assets under management

The assets under management (AUM) of Axonic Capital LLC is $7.47 billion. The firm's AUM has grown by 2729% since the beginning of its operation, and $4.49 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $7.47 billion in discretionary accounts and $72.71 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $298.77 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $72.71 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Axonic Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter William Gaudet serves?

The only and largest group of clients of Peter William Gaudet is pooled investment vehicles with 26 clients and $7.47 billion of assets under management. Among the 13 most similar advisory firms, Axonic Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.47 billion for 26 clients. 23% of the firm’s clients are foreign persons or businesses.

Axonic Capital also advises several private funds. Namely, nine hedge funds, one other private fund, and one private equity fund. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.

Careers at Axonic Capital LLC

The company employs 43 people that are either part- or full-time employees. 37 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 12 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Peter William Gaudet has been acting as President since 1 Feb 2011. John Ryan Kelly joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 2 indirect owners.

Based in New York

The principal office where Axonic Capital LLC performs its advisory services is located at 520 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Southampton, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-259-0430 or by fax 212-259-0421. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at axoniccap.com.

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