Marathon Trading Investment Management LLC (Wayne)

Name: Marathon Trading Investment Management LLC
Address: 100 Matsonford Road, Wayne, PA, 19087
Telephone: 610-254-4890

Marathon Trading Investment Management LLC is a large advisory firm based in Wayne. It manages $378.61 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Pennsylvania.

Marathon Trading Investment Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Marathon Trading Investment Management: assets under management

The assets under management (AUM) of Marathon Trading Investment Management LLC is $378.61 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $378.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $189.31 million each.

Marathon Trading Investment Management has custody of $64.14 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 69% of the total AUM. The second-largest asset type is derivatives, which make up 31% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Marathon Trading Investment Management LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Marathon Trading Investment Management serves?

The only and largest group of clients of Marathon Trading Investment Management is pooled investment vehicles with 1 clients and $64.14 million of assets under management. Among the 6 most similar advisory firms, Marathon Trading Investment Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $64.14 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Marathon Trading Investment Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Marathon Trading Investment Management LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Ira Gordon	Chief operating officer, chief compliance officer and managing member	1 Feb 2012	25% - 50%	2258959
Peter James Viscardo	Chief executive officer and managing member	1 Feb 2012	75% - 100%	4064156

Based in Wayne

The principal office where Marathon Trading Investment Management LLC performs its advisory services is located at 100 Matsonford Road, Wayne, PA 19087, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-254-4890 or by fax 610-254-2815. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at marathontradingllc.com.