Nollenberger Capital Partners Inc. (San Francisco)

Nollenberger Capital Partners Inc. is a large advisory firm based in San Francisco. It manages $210.82 million of regulatory assets for 460 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 19 other states.

Nollenberger Capital Partners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nollenberger Capital Partners: assets under management

The assets under management (AUM) of Nollenberger Capital Partners Inc. is $210.82 million. The firm's AUM has grown by 386% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $161.64 million in discretionary accounts and $49.18 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $501.99 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $356.39 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nollenberger Capital Partners Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nollenberger Capital Partners Inc.

Bruce Weston Nollenberger has been acting as President since 1 Jun 2010. Mark D. Michael joined the executive team most recently as the Chairman Of The Board.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Weston Nollenberger	President, director	1 Dec 2001	50% - 75%	823846
Karyn Marie White	Finop	1 Dec 2001	Other	1628494
N David Hoover	Director	1 Jan 2002	Other	1722534
Harry Willis Jr Kellogg	Director	1 Jan 2002	Other	3185969
Thomas M. Quigg	Director	1 Jan 2002	Other	5825091
Leon Adam Wiatrak	General securities principal, municipal principal	1 Jun 2002	25% - 50%	1664444
Leon Adam Wiatrak	Executive vice president, compliance officer	1 Sep 2002	25% - 50%	1664444
Brian Russell Wilhite	Executive vice president/srop/crop	1 Dec 2002	Other	1999862
Kim B Tu	Financial operations principal	1 Mar 2003	Other	2047262
Douglas Charles Heske	Executive vice president	1 Apr 2004	Other	1458182
Denise Marie Rusnak	Chief compliance officer	1 Dec 2004	Other	1343147
William Tennent Gibson	Director of research	1 Jan 2006	Other	830103
James Dennis Brody	Director of operations	1 Jan 2006	Other	2694542
William Lloyd Jr Carlile	Managing director investment banking	1 Apr 2006	Other	2332002
Pamela Irene Fong	Chief compliance officer	1 Oct 2006	Other	1393488
Tracy Ann Strelow	Chief compliance officer	1 Sep 2007	Other	2884766
Michael Dean Stanley	Chief financial officer	1 Sep 2007	Other	4138305
Michael Dean Stanley	Chief financial officer	1 Oct 2007	Other	4138305
Richard Alden Juarez	Managing director, head of investment banking	1 Dec 2007	Other	3035490
Douglas Charles Heske	President & ceo	1 Nov 2009	Other	1458182
Douglas Charles Heske	President and ceo	1 Jan 2010	Other	1458182
Douglas Charles Heske	Chief compliance officer	1 Feb 2010	Other	1458182
Robert Lazar Kahan	Director	1 Mar 2010	Other	263040
Bruce Weston Nollenberger	Director	1 Jun 2010	Other	823846
Mark D. Michael	Chairman of the board	1 Jun 2010	Other	5817060

Based in San Francisco

The principal office where Nollenberger Capital Partners Inc. performs its advisory services is located at 101 California Street, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in San Jose, CA. It doesn’t run an office outside of the United States.